EFTA01480814.pdf

L Primary Identification Number Date Issued 01/1512010 ' llssued By Expiration Date VIRGIN ISLANDS. U S 01/20/2015 Introduction & Wealth Introduction Ai Existim JPkto .an Client Insults LOB Net Worth of d 500.000.000.00 Source Of Wealth / Financial Information Details Source Of Wealth -identity the Clients Source of Wealth from Other followlni list of o•tions Introduction Non Individual Entity Type Limited Liability Company - For Profit For Profit? Yes `l Locations Served? International a. II International or both, please describe: This Inc is formed and doing business from SI. Thomas. USVI. Are beneficial ovmerstprincipal shareholders associated with No this business? Who corns this entity? Individual Please Provide ownership details Jeffrey Epstein is the sole owner of this Inc. Ownership is not equal to 100'4? No . Are there any authorized signers or any other individuals No with authority over the entity? What independent background check, in addition to the JPMC Network Global Corporate Security ('GCS-') background check, has been carried out? Check all that apply and provide the date in which the background check was conducted. (at least 1 must be selected) JPMC Network Date 0247/2013 JPMC Network Comments Jeffrey Epstein is a current client of Justin Nelson's and the PB. Politically Exposed Person Are any of the beneficial owners/authorized signers or other No individuals with authority over this entity a current or former Senior United States or Non-USA Political Official / also known as a Politically Exposed Person (PEP) or related to one? Source of Wealth/Financial Information Client Category(for SOW) For Profit Source of Wealth- identify the clients source of wealth from Executive Management the following list of options What is the client's current executive management position? Epstein began his financial career in 1976 as an options trader at (Include any former positions, if significant to source of Boar Steams. No specialized in mathematical models such as the wealth) Black-Scholes option-pricing model and later worked in the special products division, adviSing high net worth dents on tax strategies (3) 1980. Epstein became a partner at Boar Steams. In 1982. Epstein founded his own financial management firm. J. Epstein 8 Co.. managing the assets of clients with more than a billion in net worth. In 1987. Leslie Wexner. founder and ohorunAn of the Columbus. Ohio-based Limited chain of women's-clothing stores became a well-known client. In 1996, Epstein changed the name of his firm to The Financial Trust Company and based a in the US Virgin Islands. List the number of years in current position. (Include any 20 former positions, if significant to source of wealth) Approximate yearly income/salary/bonus/distribution and 1000000 other compensation history (accumulated earned income) Which counby(les) isfa re) the Client's primary Source of UNITED STATES Wealth or Income derived? Is this an Operating Company? No Total Net Worth 5 1000000.00 What was the total net worth based on? Financial Statements is this client a Professional Service Provider acting as a No financial intermediary (Gatekeeper/Financial Liaison), with assets held on behalf of one or more unidentified underlying clients unknown to the bank? Is this entity a Private Equity Fund (Venture Capital Fund or No Leveraged Buyout)? Confidential Treatment Requested by JPM-SDNY-00003038 JPMorgan Chase CONFIDENTIAL SDNY_GM_00272236 EFTA01480814