EFTA01480912.pdf

Ticket* 104537517 Account** Initiated Date 02/09/201310:43 AM Client Name JEFFREY E Account Title Initiator JUSTIN D NELSON EPSTEIN ECI 9710670708 Account Type Initiating Team PS FRONT OFFICE LO6 PB Verify & Confirm for Jeffrey Epstein Final Risk Rating High Initial Risk Rating Standard GCS Report Requested Full Presence of Potential High Risk Yes Indicators Reason for Adjustment Convicted Felon Comments Summary of Risk Attributes Per bank policy, felons are considered high risk and require additional approval. Please summarize any material changes The account still has yearly monitoring as the client is sensitive. which have occurred with the client within the past 12 months: GCS Grid Search Type Security Service Details Further Review Required Company Information No additional research necessary. No Corporate Records No additional research necessary. No Other Database Searches No additional research necessary. No (RDC/MlSlFactiva) Internal Database Search (CSSS/FPS) Interne/ database search revealed prior Yes GSSI research for The Financial Trust Company 8 J Epstein and Co and nothing derogatory to report. Internal database search revealed prior 6581research for Jeffrey Edward Epstein and the following derogatory information was reported: Several newspaper articles were found that detail the indicbnent of Jeffrey Epsten n Florida on felony charges of soliciting underage prostitutes. Jeffrey Epstein served 13 months in jail Numerous article,. detail various law enforcement agencies investigating Jeffrey Epstein for allegedly participating in child trafficking and moiesting underage girls. Jeffrey Epstein it; required to register as a sex offender. Jeffrey Epstein has settled a dozen civil lawsuits out of court from his victims regarding solicitation for an undisclosed amount. State Court Searches No additional research necessary. No Federal Court Searches No additional research necessary. No Personal Particulars No additional research necessary. No Publications No additional research necessary. No Regulatory Sanctions No additional research necessary. No OFAC/Control List Search No additional research necessary. No Negative or Inconsistent Information Yes .,. : GCS Red Dot Has this been Identified as Red Dot KYC? Yes k ied Dot (Derogatory Information ) Identified Security Service Details Include KYC names in which this was sreviousl resorted. if an . Red Dot Information Negative Information Found Yes Confidential Treatment Requested by JPM-SDNY-00003152 JPMorgan Chase CONFIDENTIAL SDNY GM_00272350 EFTA01480912