EFTA01371843.pdf

From: 17imberly Hart Sent: 7/17/2019 7:02:20 AM To: Stewart 0ldfield [ Subject: Re: Urgent Request [SC] What caused the asset drop in mid 2018? Kimberly Hart Managing Director I Divisional Control Officer Wealth Management Americas Deutsche Bank Trust Company Americas 345 Park Avenue, New York, NY 10154 Tel. Fax Mobile Email Securities offered through Deutsche Bank Securities Inc On Jul 16, 2019, at 4:36 PM, Stewart Oldfield > wrote: Classification: Strict), Confidential From: Donna Kerrigan Sent: Tuesday, July 16, 2019 3:25 PM To: Leslie Roth Cc: Robert Frohlich Stewart Oldfield Subject: FW: Urgent Request (CI Classification: Confidential Leslie — Please can you address this request as a matter of urgency and also confirm if this account was impacted by missing Brokerage assets last year. Thanks From: Stewart Oldfield Sent: Tuesday, July 16.2019 3:12 PM To: Robert Frohlich < >; Donna Kerrigan < > Subject: RE: Urgent Reques Classification: Confidential Rob, Could you break out brokerage vs. non-brokerage assets? I don't think we had such a substantial volume drop in July '18, and wonder if that's a brokerage data issue. Thanks CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0065407 CONFIDENTIAL SDNY_GM_00211591 EFTA01371843