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📄 Extracted Text (446 words)
Deutsche Bank Form is not valid until signed by BSO.
Private VVe?:sith Management
[INSERT-Date]
[INSERT-Client Name]
[INSERT-Address]
[INSERT-City State Zip)
[INSERT-DBSI Account #)
Re:
Dear Valued Client:
It is the practice of Deutsche Bank Securities Inc. (the "Firm") not to accept trading instructions from customers via
email, facsimile or voicemail. To facilitate orders more efficiently and expeditiously, the Firm is willing to make an
exception to allow you to provide trading instructions via email and facsimile, but not via voicemail. Orders sent by
email or facsimile may not reach the Firm, or once such orders are received, they may not come to the attention of
the intended recipient in a timely manner. As a result, there may be market fluctuation during the period between
when the instructions are sent and when the order is received. To alleviate this possibility, we encourage you to
continue to phone us prior to sending trading instructions via email or facsimile to make sure communication with
a Client Advisor is established.
In consideration for our agreeing to make this accommodation to accept instructions from you via email or facsimile
at your request and upon the condition that you acknowledge and agree that (i) instructions received via email or
facsimile are deemed received only when actually read, and (ii) you agree to hold harmless and indemnify the Firm
and its affiliates, employees, officers and directors from any and all liability arising from the execution of transactions
based on such instructions or from such instructions not being executed. Finally, you agree to accept responsibility
for the transmission of instructions to the Firm and agree that you will bear the risk of loss arising from the method
of transmission used in the event of transmission errors, misunderstandings, impersonations, transmission by
unauthorized persons, forgery or intercepts.
We require your signature below to indicate your agreement to the above terms. Please sign below and return this
letter to your Client Advisor at your earliest opportunity. Thank you.
Sincerely,
Branch supervisor's signature Title
Division of Deutsche Bank Securities Inc.
Acknowledged and Agreed to by Client:
Signature: Signature:
Print Name: Print Name:
BSO validation: Date:
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CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0111919
CONFIDENTIAL SONY GM_00258103
EFTA01454021
ℹ️ Document Details
SHA-256
90c5a31fe5842f1182aa7ee5dd0175ad1eca991f5d4124c9fa2f4ed4ef807c79
Bates Number
EFTA01454021
Dataset
DataSet-10
Type
document
Pages
1
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