EFTA01370256.pdf

Deutsche Bank Compliance The combination of transaction types that were observed but are not currently monitored is: • Free Receipts followed by Outgoing Wires, • Incoming Wires followed by Free Deliveries, and • Reversals of Free Receipts, Incoming Wires and/or Outgoing Wires. These combinations are not relevant patterns of potentially suspicious movement of funds. Combined Pattenllype WeeIt ., Cuetetnee . lemof lake% Sere& OetAtrt i WIF Cornet wrweetet1951 03IIMINIIS _•_ ObSilfblid • 2/6/12.2/10/12 $ 101 157 20 5657903 •.• 7: Ow. e.00. 1X Doesn't meet glut 2/6/124/10/12 5 1.78470 1,814.03 .2% C f.t.sit-Ct.. r. me meet aAYla 2/0312.2/17/12 $ 11 161 78 /1370089 12X04 F c.1 DuI C4 Do nntnert ant% 2/13/12.2/17/12 $ 11 16378 113,700101 1.2 4FIPt:Frtn 05. 3.x wit meil. a nl 2/13/12.2/17/12 5 115.1 78 113.70389 1.70. Fr%oc. •D./4 #4 Doola. .cnter% 1/11/11.2/17/I2 $ 21015191 22/.401.76 I 119b4 Frke.:4•00 rn. %well nwrl antris 2/13/12.2/17/12 841 CI 470156 0 F -,..F•L%.1 J1 tom% tooter. 2/13/12.2/17/12 $ 4.940.87283 0.931.97485 031IV Ow, OW 0% Lbein, aw111 anon* 2/11/12.2/17/12 $ 703,67134 X4.310.81 0.13%. nett. 0' 001a: trite: citIv.V. 2/13/12.2/17/12 S 30023196 281,2X961 0350t Fakecncw Wry* nwrl all* 2/21/12.2/24/12 S 20;62212 207,7860:0 -0" Frnn-Frtt 04. Dent mt.:a Ai 2/21/12.2/24/12 5 103.287 33 103.893310 0503.... F c-FiDe4 #4 Doesn't rbntonena 2/21/12.2/14/12 5 10,28733 103.891031 .0" IPa FrtM 04. N3e it ens...to .1.1 2/6/12.2110/12 S X0000 73.98161 4 In. ot.Oure.•r• I Conn'tlMlta,to%A 2/6/12.2/XVI2 5 1000300) 96,95287 t or 14 IncW, e OuCAt IS, %%pt neat crlUets 2/6/12-2/10/12 5 60.96080 6100031 .30123M 1.1.-W.m.O.AW.re I't Inert% UM.% V6/12.2/10/U 5 2C00) 210801- .50001 Ire.W.....fliitIV.r. Dowel rnnt.7luna 2/ 03124/17/12 $ 725080 6,96345 MI, IN' -1:•. . .r V ?vs.,: ner.cile'w. I 2/13/12.2/17/12 S 2.754/118C0 3653.1230 SSi'I ler.W1%.0vW•'. I% Dn't nw t alto 2/13/12.2/17/12 S 479550) 5100301 204‘ mein C-arfrad IS. ‘3* . mt.% tidos-% 2/21/12.2/24/12 5 19.80000 10.55703 • i. in: ire -out* re l'4 Doesn't tcnena 2121/12-2/24112 $ 17.512,68, 0) 10.033.46236 3$. qoesnl meat °Kris 2/21/12.2/24112 5 11.537.3130) 11913.33197 ‘2,.', .. v .....,.i. re I 4 DonatmrewOenI RECOMMENDATION Rule Name Parameter Settings Recommendations VelDepOffCk Deposits followed by official checks within 5%. Changed from 2%. VelDepPerCk Deposits followed by Personal Checks within 5%. Changed from 2%. VelDepWire Deposits followed by Outgoing Wires within a 5%. No change. VelFrRecDel Free Receipts followed Free Deliveries within 2%. Changed from 0%. VelWireChk Incoming Wires followed by checks within 5%. Changed from 3%. VelWireOfCk Incoming Wires followed by Official Checks within 5%. Changed from 3%. VelWireWir Incoming Wires followed by outgoing wires within 5%. Changed from 1%. httple.comll 35 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0062920 CONFIDENTIAL SDNY_GM_00209104 EFTA01370256