EFTA01321922.pdf

Statements SDNYGM,352417 CONFIDENTIAL EFTA_00225109 EFTA01321922  WAR® THROWN ITS VMOU. OWNED litieSOWee OFFICE SERVICMG YOUR ACCOUNT Bear, Stearns & Co. Inc. a.5. Stern SewtteS Cab One 140191.11 Cott Mn BEAR 3831)4;430n Avenue iambtr. Nett Tot 11201.3.Y) Now York. New Yak 10179 alb 212.1000 STEARNS (212) 272.2000 HERITAGE INTERESTS ACCOUNT EXECUTIVE 2ICHERMAKIRA sTauec PIROO Dements 1.2001 TELEPHONE (212)212-41139 Geometer 31. 2001 VISIT OUR WERSUF bearsleams con ACCOUNT 1.404101 040-21867 X72 What's In This Statement Ii Tuouna mine* On Fie LAST ITATEuDIT Nonni:a 30.2001 Financial Summary 3 HERITAGE INTERESTS Your Portfolio HeiringS 4 FINANCIAL TRUST CO TTEE DID 7-30-91 • Transaction Detail 5 Fund Activity ATTN JEANIE BRENNAN 5 6100 RED HOOK QUARTER STE 8-3 Your MeSSageS 7 ST THOMAS VI 00802 0 m Your Portfolio at a Glance Market Value of Your Portfolio Important Message m If any information regarding Cash & Eguldeert S5A65.593 2001Interest. dMdends, TOTAL VAWE OF SECURMES THIS PERIOD 2.945.000 55.456.973 miscellaneous name. NE7 CREDIT BALANCE 1.368,454 gross proceeds or original ElbiteiS 52.945.000 discount a required MONEY MARKET FUND BALANCE 4,098.139 SA 166.300 5.1.22 reported to the IRS for this account, a Comm markat value Consolidated Fcmi 1099 NET Ellien. TNIs PER100 48,411,593 NM Lest statement's market value MI be mailed to you by Il=l Short market vale January 31.20D2or 1042S r NET EQUITY LAST STATEMENT 8.396.973 by March 15.2002. CHANGE SINCE IAST STATEMENT 14,620 There are no 'Stop loss' orders or other pending buy or sell open orders on file for your account. _ Now "lei aty draws to etrettaiN a eon or Mena. weeente ma max be set t Tin wenn is tor minima ;noses CNN. It IS bet 55160 II deetenest Cleeti Swoon OCO-tiblebl.a tree to Pen Satin. et beet Mtn Snub*, lieVeMett 1.4W be Mailed ra yu Weft See iwt INN he Medal Warren. Cem. O, Vasa Come None erablabb, NY 11101.3414 027 01030400'.34 0.31 019 8T17ZSE00 IND ANUS Ill 15ZZOO- V1.43 EFTA01321923  CLEARED THROUGH rn w4OLLY Owe SUISIOIARY W . Sersent Sowtin CC, On Mastooch Cats lIalb IPS New Val 112014855 (2113 272-ICOD HERITAGE INTERESTS 0 0 zT 9 1 STATEMENT BACKER IS PRINTED ON THIS PAGE C in z -H r 02> 010302:CO.34 001 v519 6T17ZSE00 IN9 ANDS II I SZZOO- V.L.43 EFTA01321924  =ARV) THROU01.1 MS Se.C.u.v OWED SJOSOVRY OFFICE SERVICING YOUR ACCOUNT Dm. Sins buts Coe Bear. &earns & Co. Inc. 0-e Wenn Carlo Siam BEAR 383 Madison Mame breakIri. Maw 'at 11201.113Se New Yak. New York 10179 (2i2) 272-1003 STEARNS (212) 272-2000 HERITAGE INTERESTS 3V STATDAMT NNW DeCeenr 1.2031 114401.411 Decenter 31. 2001 AOCOw1 eteeeft D40.28867 272 Cash Flow Analysis Income Summary Tenn wen On Fie DC P0000 MS nit° YEM 10 DATE ter STATNEST Non 30. 2601 Opening Ba lance 51.366.840.20 Dividends 8.006.44 193.955.43 Credit Balance Inc 186.55 28.925.93 Money Fund 8,006.44 Total 38,192.99 5222.881.36 DividendsAnterest 1813.65 Amount Credited 59.620.09 0 Money Find -8.008.44 Portfolio Composition Amount Debited 5.8.006.44 Casntash Equivalent 5.466,593 m Not Cash Activity 1,813.65 Equities 2,945,000 Closing Balance 31.368.453.85 Total 58.411.593 m en day t nen Wen and ne we mg nese MSS Mort eta wen Se %Simeon rte.. none Ole ned. wat 117canigien argil Your Portfolio Allocation Cash Balance Summary r OPILMIC CLOSING Cash 38.614.02 38.800.57 Margie 121,226,30 1.329.652.30 (pubes Short 1,206,999.88 0.98 35% Net CashBalance 51,366.84020 51,368,453.85 Cash a 6220/5 65% teen, TCn McM1 Otte tear. saint I'd nate raw., The plonk* Sin:maims a !nod Fan r» anSn Tuna via. tf yoa Mrob 027 m.osotceae 00% v519 OZPZSEOCIN9- ANGS rn 8 b.) V.) IJ EFTA01321925  MEMO tbeteutut ns w4OLLY Cosa eultSOART OFFICE SERVICING YOUR ACCOUNT ter. Sten SeoXit Cap. Bear. Steams & Co. Irt. One Meman — Not, BEAR 383 Madison Avenue fitcoUrt We Yon 11201.3869 New Yak New York 10179 8212) 222.1CCO STERNS (212) 272-2000 HERITAGE INTERESTS 4 e. STATIST 9.1000 December 1.2001 T1eRILOR December 31. 2001 Your Portfolio Holdings ACCOUNT NUMBER 040.213867 872 CASH & CASH EQUIVALENTS TAAPANSI rasa On lie LAST STAThibeiT *Number 33.2001 IA* CT 13111Auti) CURRIED 013SCRPION SIAEOUCUSE 01AUDID MICF YAM was NOM 1101) ON CASH FINANCE 1.368.454 DREYFUS CASH MANAGEMENT-CL A MCC 4.098.139.09 1.0000 4.098.139 94.257 2.3000 CALM SHARES ES1, 30 DAY AVG rift') 2,1000% 0 TOTAL CASH &CASH EQUIVALENTS 55.466.593 594.257 -n EQUITIES C Equities & Options AEU war ESTI/A= maim in otscismat STIMEUCuS19 Mt MUST ME VALUE APINUAL INCOME YEID (%) TYCO INTERNATIONAL LTD TYC CASH 50,000 58.9000 2.945.000 2.500 00849 Total Equities& Option-. 52,945.030 52.500 TOTAL EQUITIES 52.945.000 52.500 r YOUR TOTAL ESTIMATED ANNUAL INCOME 596.757 YOUR PRICEDPORTFOLIOHOLOINGS 58.411.592 _ 0103.02Ce 34 cm 11019 TZPZS£00 IN9 ANGS 1:115ZZOO- V1.43 EFTA01321926  OSSEO /100wei In whOuT MIND stain:um, OFFICE SERVCING YOUR ACCOUNT Beat. Steams & Co. Inc. Be. Seems Wins Cm. One Kenton cs WM BEAR 383 Mtchson Avenue went Ns no 11201.38SP Neer York. New York 10179 aim 272-IRO STEARNS 1212) 272-2000 HERITAGE INTERESTS 5 STATEItEss nits:0 Ottember 1.2001 n.040-esi Demme« 31.2031 Transaction Detail sccotswi masers 040-26867 172 sozesYER rewBER On Fie INVESTMENT ACTIVITY LABT ST Inez Hoverter 30.2031 SET1IDADIr !WM OATE IWNSACIION CESCRPION SIIMOUCLISP °WOW lME OM /SUM WWII /MUNI 12/27/01 JOURNAL PNC FINANCIAL SVCSGROUP INC -10.000 JOURNAL FROM ME 1 TO 2 12/27/01 JOURNAL PNC FINANCIAL SVCSGROUP INC PNC 10.000 JOURNAL FROM TYPE 1 TO 2 0 12128/01 JOURNAL TYCO INTERNATIONAL LTD TYC -11.ECO JOURNAL FROM TYPE 1 TO 5 z TO CLOSE OUT SHORT POS 12/28/01 JOURNAL PNC FINANCIAL SVCSGROUP INC PNC .10,003 -n JOURNAL FROM TYPE 2 TO 5 TO CLOSE OUT SHORT POS 12/28/01 JOURNAL MC FINANCIAL svcssatterat MC 10.000 JOURNAL FROM TYPE 2 TO 5 TO CLOSE OUT SHORT POS in 12/28/01 JOURNAL TYCO INTERNATIONAL LID 11/C 11.000 JOURNAL FROM rot 1 70 5 z TO CLOSE OW SHORT POS TOTAL MONEY FUND ACTIVITY r DATE UODAV IPMSACTION IXSOWT0.1 snecutus• CIWWW PIKE DOTS Alain CROZO WNW 12/01/01 OPENINGEIMANCE 4,090,132.85 12/03/01 DIVIDEND MCC% 8.006.44 RILfflasederemENT-cLA MONTHLY DIVCCND 12/03/01 REINVEST gmasieNteGEMENT-CL A MCC 8.004.44 8.0013.44 DMOEND REINVESTED _ 011 01.03.0t01t34 WI VS111 UPZSE00 IND ANDS bi I SZZOO-V.L43 EFTA01321927  CLEARED 11tROuam rTS 'Mus OvmeD wimmre OFSCE SCRVICING YOuR ACCOUNT Sin Setaxiss Caa Beer, Steeros & Co. ht. Dn Wiese Ces WM BEAR 383 Madoon Avenue es Ne« en' 20 3535 New Yeä. New Tat 10179 bD mocco STEARNS (212) 272-2000 HERITAGE INTERESTS 6 ei 7 summa weco Cecember 1.2001 relle01411 December 31. 2001 Transaction Detail (conUnued) Atee NT e.weER 040-22487 172 waAnn masert On hie MONEY FUND ACTIVITY Uninute LAST STATEuErT tkmteer 30.2001 DAIT 1.43CAT TRANSACT014 DESCRIMN outiony reci 01011.1100141 cnon wourn 12/31/01 CLOSINGBALANCE 4.098.139.09 TOTAL 5.8 006.44 18 008.44 O INTEREST zT 11 DATE DESCR1P11011 SMIADOUCLISIP OU.UDITI DATE 011 DUO Man! C201111 Neun 12/21/01 INTEREST ON CREMT BALANCE 1.2500 55.71 AT 1 114% 12/I1 111RU 12/20 12210' 'VIEREST Co, C RE DIT BALANCE 1.5000 130.84 '2 1 2 20C1 1.427.10 TOTAL z 51.613.65 MISCELLANEOUS DATE r 1.10IDAY TRA11SAC11Y4 013CAPTION OENT MOST OlfOIT Pate« 12/03/01 JOURNAL MARK TO MARKET 19.300.00 12103/01 JOURNAL MARK TO MARKET SHORT POS 19.300.00 12/10/01 JOURNAL MARK TO MARKET 8,940.00 12/10/01 JOURNAL MARK TO MARKET SHORT POS 8.940.00 12/17/01 JOURNAL MARK TO MARKET 72.139.00 12/17/01 JOURNAL MARK TO MARKET SHORT POS 72.139.00 _ 12/24/01 JOURNAL MARK TO MARKET 33.172.00 xSURNAL mit t6MARKiLl trioRYfe 33,172.03 _ 027 0001422.01134 co, 1,1111 EZPZSE00 VN 9 ANGS S I I SZZOO- V.L43 EFTA01321928  GLUM° TWOUON *MOLLY OWED SLOSONRY OFFICE SERVICING YOUR ACCOUNT NM. Stains Swan Ow Bear. Steams 6 Co. Inc. ow EINCesch a WM BEAR 383 Madison Avenue ' roan" Sew Tort 11201.38.59 New York. New York 10179 2121 272.1000 STEARNS (212) 272-2000 HERITAGE INTERESTS 7341 inani/ENT PEINCO D.cember 1,3001 TWOUN1 Detente 31.2001 Transaction Detail (continued) ACCOLIN WINER 040-28867 272 TIRIPAWR KAMER On File MISCELLANEOUS (continued) LAST STATIWENT Weerter 30. 2001 OAR ICOAT rPNEACTIN DESCRIPTIC. OW? 41.0,1a CROW ......0kun 12/31/01 JOURNAL MARK TO MARKET 1.197.699.00 12131101 JOURNAL MARK TO MARKET SHORT POS 1.197.699.00 TOTAL S-1.331,250.00 51,331,250.00 0 -n Your messages C As part of the National ASSOCNItiOn OF Securities Dealers (NASD) Da" Investor Education Program, you may obtain information on the in NASD's Public Disclosure Program by contacting the NASD at telephone number (BOO) 289-9999 or via the Internet address which is www.nasdr.com. In addition, a brochure explaining the Public Disclosure Program is available from the NASD upon request. r End of Statement 027 01030;111:34 001 V530 PZPZS£00 IN9 ANDS 9I I SZZOOV.Ld3 EFTA01321929  cisAno nwoucw TROLLY 0•04110 SAISIYARY OffICE SERVICING YOUR ACCOUNT SW. 91,401. Microbe Can. Bear. Steams & Co. Inc. Ore- Melo MYR BEAR 363 Madison Avenue to*" raw Yok 1120142139 Now York. New York 10179 1212) 2124000 STEARNS (212) 272-2000 HERITAGE INTERESTS ACCOUNT EXECUTIVE ZICHERMANARA STATEMENT Anton October 27.2001 TELEPHONE (212)272.4189 THROUGH Noverixt 30.2001 VISO OUR WEETSITE www.bearsteams.com Auxterr NuMSLIR 040-26861 X72 What's In This Statement 011111111111111111.11IIIII TA2MATER swat. On TEE LAST STATEREOT October 26.2001 Financial Summary 3 HERITAGE INTERESTS FINANCIAL TRUST CO TTEE Your Portfolio Holdings 4 DTD 7-30-91 • Transaction Detail 5 ATTN JEANIE BRENNAN Fund Activity 5 6100 RED HOOK QUARTER STE B-3 ST THOMAS VI 00802 z ii C Your Portfolio at a Glance Market Value of Your Portfolio in Cash S EquirAnt 95.456.973 TOTAL VALUE OF SECURITIES OTIS PEROD 2.940.000 15.443.968 z NET CREDIT BALMCE 1,366.840 Wins 54.166.300 : 5-1.226.300