EFTA01364257.pdf

rdc Organization: The 2017 Caterpillar Trust DB12000P - Deutsche Bank Private Bank Batch Date: 2/5/2018 Added to Monitoring: 02/05/2018 Alert Date: Alert 2/5/2018 Address: Gauntly VIRGIN ISLANDS, U.S. Tracking ID: KYC 01898372 Reporting ID: Alerted Entity ft 1 of 1 Risk Priority: Critical Alert ID: 12612432.11620920.86458141 https://www.fgwileon.cor/aboutusAiistory • National Iranian Oil Engineering and Construction Company Website. Source provides alias and relationship of Caterpillar Belgium SA with National Iranian Oil Engineering and Construction Company. http://www.nioec.org/ArialyticsReports/A.V.L%20BASED%20ON%20PRODUCTS.pdf • Bloomberg Businessweek Website, Source provides alias and address of Caterpillar Belgium SA. httRilinvesting businessweek corniresearch/stodts/private/snapshot asp7privcapid3447405 • New York Times, 24 December 2010, "Companies with Permission to Bypass Sanctions". List of top licensees and examples of licenses granted by US Government to American companies to enter into transactions with Iran., httplAvi,vw.nytimes com/interactive/2010/12/24/world/24-sanctions-list.html • New York Times. 24 December 2010, "US Approved Business With Blacklisted Nations", New York Times article on controversial Treasury-Department issued trade sanction licenses., http://www.nytimes.com/2010/12/24/world/24sanctions.html7 r=ltemc=eta16pagewanted=all • Caterpillar Inc Website, Source provides the address of Caterpillar Inc. http:/NAvw.cat comIcontact • United Against Nuclear Iran Website, Source provides details on Caterpillar Inc, http://www.unitedagainstnecleanran com/company/caterpillar-inc Consistent %Oh the terms and cceetrbonsol your RDC Subscribe! Agreement the inlocrrahan contained m the document is for alert purposes only and is not to be used fix purposes of detemsning an relcoduats abgealty Ice any aedrt or any other FCRA pentrauble panaceas User further agrees to told such metered and onlocrnaten in strictest confidence. not to make use thereof other than for authatted purposes, to relate I only to employees rogueing such irdormaten, and not to release of disclose a to any other party The Alert Somata, contained in the document rray ce may not pens la the mdrodual or tray referenced el your eguiry. Page 8 of 8 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0054783 CONFIDENTIAL SDNY GM_00200967 EFTA01364257