EFTA01454405.pdf

st:11T e an roup 'Fr 10 Jul 2014 SOUTHERN FINANCIAL, LL. Page 2 0(2 Request As of 10 Jun 14 AIMS Deubchs Bank AO SOUTHERN MANUAL. LW .EEEii Ma Settlement NotCcy NotCcy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Arnt 2 2 Long/ Short Option Style Put Call Strike Price MTM(USD) SOUTHERN ExEurcepl 21-Noo-2013 204Ioe.2014 25-tlov-2014 (1.000.000.00) USD 101.030.000 FY SHORT EUROPEAN CALL 1010000 (25.156.75) FINANCIAL. LLC SOUTHERN FXOneBanDneT 21-Not-2013 20-No.r.2014 25-No.r.2014 (21.000.00) USD 0 JPY LONG EUICPEAN 0.0000 8.97622 FINANCIAL. LLC owhOpt SOUTHERN FXOneBerOneT 21-No/-2013 2041ov2014 25-Nov-2014 (21,030 001 USD 0 JPY LONG EUROPEAN 0.000D 6,63631 FiNANCIAL. LLC ouchOpl SOUTHERN EXOnef3anOneT 21-Nov-2013 20-Nov.2014 25-Nov-2014 121000001 USD 0 JPY LONG EtPCCEAN 0.0000 4,85590 FINANCIAL. LLC ouchOpt SOUTHERN ExEuroOpl 06-Jun-2014 08Sep-2014 10-Sep-2014 10.00000000 EUR (13,450.000 00) USD SHORT EI.RCPEAN PUT 1 3450 (112 4W 14i FINANCIAL. LLC SOUTHERN bEuroCpt 06-Jun-2014 08-Sep-2014 10-Sep-2014 10,000,000 00 EUR 03.800,000.00) LSD LONG ELRCPEAN CALL 1,3803 55.55826 FINANCIAL, LLC Subbtal: (6 4538 20: liC Long/ NotCcy Price Per Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style PuV Call Ref. Entity Not.Amt 1 1 Quantity Unit Unit Strike Price MTM(USD) SOUTHERN Ccomodity0pEu 03-Apr.2014 05Dec-20I 4 05.0tc-2014 SHORT EURCPEAN CALL XCU is TEO,Ca A USD 1,:..0 001MT25 0 7.000 0000 (257 rE7 431 FINANCIAL, LLC ro BaseMetal Subtotal: trf.,r~'d9/.,: Total: (318,635.63) Statement ID The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0112489 CONFIDENTIAL SDNY_GM_00258673 EFTA01454405