EFTA01454388.pdf

e an raup 05 Jun 2014 SOUTHERN FINANCIAL, LLC Page 2 Of 2 Request 182298 • As of 05 Jun Eisubdis Bank AO SOUTHERN FINANCIAL, tic Itt, Settlement NotCcy NotCcy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Arnt 2 2 Long/ Short Option Style Put Call Strike Price MTM(USD) 3663644351 SOUTHERN ExEurcepl 21-No/-2013 20.Nov.2014 254loy..2014 (1.060003 00) USD 101.030.000 JPY SHORT ELFtOPEAN CALL 1010000 :27 Groh Qi 710423459 FINANCIAL. LLC 3663644361 SOUTHERN EXOneBatOneT 21-Nov-2013 20-No4014 25-Nov-2014 (21.0002) USD 0 JPY LONG EUROPEAN 0.0000 9.511.73 710423461 FINANCIAL. LLC otchOpt 366364436/ SOUTHERN EXOneSarOneT 21-Nov-2013 204loyi2014 2541os-2014 (21,000 00) USD 0 JPY LONG EUROPEAN 0.0000 7,208 30 710423463 FINANCIAL. LLC oucb0pI 366364436/ SOUTHERN EXOnel3a0neT 21-Noy-2013 20-Noyi2014 25.Noy.2014 121.0IXI 001 USD 0 FY LONG Et-Eta:SAN 0.0000 5,39906 710423465 F Il4ANCIAL. U.0 ouchOpl Subtotal: (4.467 35) Commtallbee • Dna Metal Derivative Long/ Not.Ccy Price Per Trade ID Counterpart' Trade Type Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Ref. Entity Not.Amt 1 1 Quantity Unit Unit Strike Price MTM(USD) 395494367/ SOUTEERN CommoctlyjpEu 03-Apr-2014 OF>Deci20I4 DS-Dec-2014 SHORT EUROPEAN CALL XCU te.753.COD 33) USD (60 001MT25 0 7.000 0000 (293821 lib 778125395 FINANCIAL, LLC ro Basch/eta' Subtotal: (299821 61) Total: (304,708.95) Statement ID : 182298_20140605_20140606_1 The valuation Information set forth in this statement Is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0112458 CONFIDENTIAL SDNY_GM_00258642 EFTA01454388