EFTA01480914.pdf

Client Sponsor JUSTIN 0 NELSON New or Existing Client EA itnei Cost Center 002753 - GREENWICH Client Service Team CHEG (DE) 4 Entity Type Decision Maker GIG Paul S Barren Portfolio Manager Trust Advisor Investor Identification withholding Federal Status Domestic Certified Withholding SSNMN 09,182006 Certification Date SSWTIN/EIN Form of government issued Drivers License identification obtained for the files Primary Identification Number Issued By VIRGIN ISLANDS. U.S. Date Issued 01/15/2010 Expiration Date 01/202015 Introduction and Wealth IfitOdUCdOn A • Exislin. JPMo • an Client - Inside LOB Net Worth of ci 500.000.000.00 Additional Party Information No additional parties available at this time Introduction Form of government Issued Identification obtained for the Drivers License files ? Has an employee of JP Morgan Wealth Management met the Yes client in person? What independent background check, in addition to the JPMC Network Global Corporate Security rGCS") background check, has been carried out? Check all that apply and provide the date In which the background cheek was conducted. (at least 1 must be selected) JPMC Network Date 03/1212013 JPMC Network Comments Jeffrey Epstein is an existing client of PB. He is an active brokerage client across asset classes currently covered by the Firm's GIO desk. Jeffrey Epstein has been an investment advisor for numerous high net worth chants and also a personal investor. Jeffrey is very accesstle and well known to the leant We have advised him on investments as wol as estate planning opportunities. Jeffrey has continues to be well connected across business channels. Epstein is well known to several PM PB employees and senior management including Jos Staley. The purpose of this ODR is to refresh our due ditgence on Mr. Epstein. Mr. Epstein was convicted of a felony charge in 2008. Jes Staley conferred with Stephen Cutler and the decision was made to keep Mr. Epstein as a PB client Mr. Epstein completed his sentence and probation in 2010. The relationship has been reviewed with senior management and comphancenegal on a few occasions over the post year as news stories of Jeffrey's past aro picked up. No now claims or stories have surfaced recently. Politically Exposed Person Is the client a current or former Senior United States or Non- No USA Official / also known as a Politically Exposed Person PEP related to a PEP or closet associated with a PEP? Source of Wealth/Financial Information Source of Wealth- identify the clients source of wealth from Other the fishowi ! list of • • bons Which countryges)is(are) the Clients primary Source et UNITED STATES Wealth or Income derived? Confidential Treatment Requested by JPM-SDNY-00003154 JPMorgan Chase CONFIDENTIAL SDNY GM_00272352 EFTA01480914