📄 Extracted Text (16,599 words)
GHISLAINE MAXWELL
MIAMI FL 33139-1043
EFTA01566101
EFTA01566102
For the Period 7/1/13 to 7/31/13
Account Summary
Account
Number
Investment Account(s)
GHISLAINE MAXWELL
GHISLAINE MAXWELL
GHISLAINE MAXWELL - OAP IHD
GHISLAINE MAXWELL - TAP DYS
GHISLAINE MAXWELL - TAP ARFI
i
Total Value
1
Beginning Net
Market Value
4,311,022.51
430.00
1,480,874.54
994,474.13
989,339.36
$7,776,140.54
Ending Net
Market Value
5,183,548.50
430.00
1,783,626.24
1,007,636.29
991,289.44
$8,966,530.47
This account summary is provided for informational purposes and includes
assets at different entities.
(1) Assets held at JPMorgan Chase Bank, N.A., member Federal Deposit
Insurance Corporation ("FDIC"), except for exchangelisted
options, which are held at 3PMorgan Clearing Corporation ("JPMCC"). The
Asset Account Statement reflects brokerage
transactions executed through J.P. Morgan Securities LLC ("JPMS"), see
"Portfolio Activity Detail". Equity securities, fixed income
securities, and listed options transactions are generally cleared through
JPMCC, a wholly owned subsidiary of 3PMS. Please see
"Additional Information About Your Accounts" at the end of the Asset Account
Statement.
(2) Assets held in Margin Account at JPMCC, member Financial Regulatory
Authority ("FINRA") and Securities Insurance Protection
Corporation ("SIPC"). The Margin Account Statement reflects brokerage
transactions executed by JPMS, see "Portfolio Activity
Detail". Such transactions are cleared and carried through JPMCC.
Please see disclosures located at the end of this statement package for
important information relating to each 3.P.Morgan account(s).
EFTA01566103
Change
In Value
872,525.99
0.00
302,751.70
13,162.16
1,950.08
$1,190,389.93
Start on
Page
4
38
43
61
76
Client News
The following information supersedes that which you
received as part of your June statement insert,
"J.P. Morgan Securities LLC, Important information and
disclosures."
SEC Regulation NMS Rule 607 - Payment for Order
Flow
JPMS LLC may pay from time to time for certain order
flow in the form of discounts, rebates, reductions of fees
or credits. As a result of sending orders to certain trading
centers, JPMS LLC receives payment for order flow in the
form of discounts, rebates, reductions of fees or credits.
Under some circumstances, the amount of such
remuneration may exceed the amount that JPMS LLC is
charged by such trading centers. This does not alter
JPMS LLC's policy to route customer orders to the
trading center where it believes clients will receive the
best execution, taking into account price, reliability,
market depth, quality of service, speed and efficiency.
0000036086.00.0.9E.00001.MAXWE04.20130802
Consolidated Statement Page 1
EFTA01566104
THIS PAGE INTENTIONALLY LEFT BLANK
EFTA01566105
For the Period 7/1/13 to 7/31/13
Consolidated Summary
INVESTMENT ACCOUNTS
Asset Allocation
Equity
Alternative Assets
Cash & Fixed Income
Other
Market Value
Accruals
Market Value with Accruals
Beginning
Market Value
2,296,990.96
624,991.51
4,679,781.41
148,139.72
$7,749,903.60
26,236.94
$7,776,140.54
Ending
Market Value
2,858,604.20
633,451.31
5,308,011.69
148,917.08
$8,948,984.28
17,546.19
$8,966,530.47
Change
In Value
561,613.24
8,459.80
628,230.28
777.36
$1,199,080.68
(8,690.75)
$1,190,389.93
Estimated
114,266.91
12,564.98
82,018.12
Current
Annual Income Allocation
32%
7%
Cash &
59%
2%
$208,850.01
100%
EFTA01566106
Equity
Alternative
Assets
Fixed Income
Asset Allocation
Other
Current
Portfolio Activity
Beginning Market Value
Net Contributions/Withdrawals
Income & Distributions
Change in Investment Value
Ending Market Value
Accruals
Market Value with Accruals
Period Value
7,749,903.60
1,091,410.38
1,330.63
106,339.67
$8,948,984.28
17,546.19
$8,966,530.47
Year-to-Date
Value
8,349,688.16
(297,376.75)
98,839.18
797,833.69
$8,948,984.28
17,546.19
$8,966,530.47
This Consolidated Summary shows all of your investments at J.P. Morgan other
than investments we hold in trust for you. These investments may be held in
custody or investment
management account at JPMorgan Chase Bank, N.A. (the "Bank") or in a
brokerage or margin account at J.P. Morgan Clearing Corp. ("JPMCC").
Brokerage and margin accounts are
non-discretionary and all investment decisions are made by the client. J.P.
Morgan Securities LLC ("JPMS") does not provide advice on asset allocation
or investment management
services, nor do its personnel take discretion over any client accounts.
Such advice and services are provided exclusively by the Bank.
Consolidated Statement Page 2
EFTA01566107
For the Period 7/1/13 to 7/31/13
Consolidated Summary
INVESTMENT ACCOUNT(S) YEAR-TO-DATE
Portfolio Activity
GHISLAINE MAXWELL
GHISLAINE MAXWELL
GHISLAINE MAXWELL - OAP IHD
GHISLAINE MAXWELL - TAP DYS
GHISLAINE MAXWELL - TAP ARFI
Total Value
Tax Summary
GHISLAINE MAXWELL
GHISLAINE MAXWELL - OAP IHD
GHISLAINE MAXWELL - TAP DYS
GHISLAINE MAXWELL - TAP ARFI
Total Value
Account
Number
Account
i
Number
Beginning
Market Value
8,349,258.16
430.00
0.00
0.00
0.00
$8,349,688.16
Taxable
Income
35,886.11
32,947.58
12,694.33
8,622.92
$90,150.94
Net Contributions/
Withdrawals
(4,031,823.69)
1,739,910.16
996,867.73
997,669.05
($297,376.75)
EFTA01566108
Tax-Exempt
Income
3,662.90
3,266.73
1,758.61
$8,688.24
'Unrealized Gain/Loss represents data from the time of account inception to
the current statement period.
(5,909.01)
(3,592.21)
(1,903.84)
($11,405.06)
Other Income
& Receipts
Income &
Distributions
39,549.01
32,947.58
15,961.06
10,381.53
$98,839.18
Change in
Investment Value
813,888.31
6,900.96
(5,465.63)
(17,489.95)
$797,833.69
Realized Gain/Loss
Short-term
Long-term
(57,641.45)
4.44
Ending Market Value
with Accruals
5,183,548.50
430.00
1,783,626.24
1,007,636.29
991,289.44
$8,966,530.47
Unrealized
Gain/Loss'
(52,775.38)
12,805.53
(1,873.42)
(15,586.11)
($57,637.01)
($57,429.38)
CONTINUED
Consolidated Statement Page 3
EFTA01566109
EFTA01566110
JPMorgan Chase Bank, N.A.
GHISLAINE MAXWELL
, New York, NY 10017-2014
ACCT.
For the Period 7/1/13 to 7/31/13
Asset Account
J.P. Morgan Team
James Buckley
Jason Bell
Janet Young
Gina Magliocco
Jason Grosse
Online access
Banker
Investment Specialist
Client Service Team
Client Service Team
Client Service Team
www.jpmorganonline.com
Please see disclosures located at the end of this statement package for
important information relating to each J.P.Morgan account(s).
Table of Contents
Account Summary
Holdings
Equity
Alternative Assets
Cash & Fixed Income
Other Assets
Portfolio Activity
Page
2
5
8
9
15
17
Account Page 1 of 34
Consolidated Statement Page 4
EFTA01566111
GHISLAINE MAXWELL
Account Summary
Asset Allocation
Equity
Alternative Assets
Cash & Fixed Income
Other
Market Value
Accruals
Market Value with Accruals
Beginning
Market Value
714,477.11
58,311.44
3,370,728.95
148,139.72
$4,291,657.22
19,365.29
$4,311,022.51
Ending
Market Value
967,067.91
62,735.05
3,992,151.75
148,917.08
$5,170,871.79
12,676.71
$5,183,548.50
Current
Portfolio Activity
Beginning Market Value
Contributions
Withdrawals & Fees
Securities Transferred In
Securities Transferred Out
Net Contributions/Withdrawals
Income & Distributions
Change In Investment Value
Ending Market Value
Accruals
Market Value with Accruals
Period Value
4,291,657.22
849,480.50
(241.14)
1,589,323.03
(1,589,081.89)
$849,480.50
(10,958.02)
40,692.09
$5,170,871.79
EFTA01566112
12,676.71
$5,183,548.50
Change
In Value
252,590.80
4,423.61
621,422.80
777.36
$879,214.57
(6,688.58)
$872,525.99
Year-to-Date
Value
8,349,258.16
849,480.50
(4,001,612.28)
9,189,436.46
(10,069,128.37)
($4,031,823.69)
39,549.01
813,888.31
$5,170,871.79
12,676.71
$5,183,548.50
Estimated
50,706.16
32,988.72
$83,694.88
Current
Annual Income Allocation
21%
1%
75%
3%
100%
Cash &
Fixed Income
Equity
Other
Alternative
Assets
Asset Allocation
ACCT.
For the Period 7/1/13 to 7/31/13
Account Page 2 of 34
Consolidated Statement Page 5
EFTA01566113
GHISLAINE MAXWELL
Account Summary
Tax Summary
Domestic Dividends/Distributions
Foreign Dividends
Currency Gain/Loss
Interest Income
Taxable Income
Tax-Exempt Income
Bond Premium Amortization
Tax-Exempt Income
CONTINUED
Current
Period Value
571.51
(28,518.69)
16,289.23
($11,657.95)
1,250.00
(550.07)
$699.93
Year-to-Date
Value
7,173.69
7,316.63
(28,586.80)
49,982.59
$35,886.11
6,250.00
(2,587.10)
$3,662.90
Unrealized Gain/Loss
To-Date Value
($52,775.38)
LT Realized Gain/Loss
Realized Gain/Loss
Current
Period Value
(3,819.05)
($3,819.05)
Year-to-Date
Value
(57,641.45)
($57,641.45)
ACCT.
For the Period 7/1/13 to 7/31/13
Note: * This summary is for informational purposes only and is not to be
used for any financial or tax purposes. This summary does not include
securities which are taxable at the
federal level but are state exempt. This summary may not include all income
derived from Municipal Securities; Please consult your tax advisor for tax
EFTA01566114
implications.
1 Other category combines all the remaining Tax Exempt Income generated by
securities in the account which may not have a state affiliation.
Tax-Exempt Income
Summary by State*
MA
MI
Current
Period Value
699.93
Year-to-Date
Value
1,410.07
708.94
Tax-Exempt Income
Summary by State*
TX
Tax-Exempt Income
$699.93
Current
Period Value
Year-to-Date
Value
1,543.89
$3,662.90
Account Page 3 of 34
Consolidated Statement Page 6
EFTA01566115
GHISLAINE MAXWELL ACCT.
For the Period 7/1/13 to 7/31/13
Account Summary
Cost Summary
Equity
Cash & Fixed Income
Other
Total
CONTINUED
Cost
944,362.24
4,050,285.87
92,027.29
$5,086,675.40
Account Page 4 of 34
Consolidated Statement Page 7
EFTA01566116
GHISLAINE MAXWELL
Equity Summary
Asset Categories
US Large Cap Equity
US Small/Mid Cap Equity
Non-US Equity
Preferred Stocks
Concentrated & Other Equity
Total Value
Market Value/Cost
Market Value
Tax Cost
Unrealized Gain/Loss
Estimated Annual Income
Accrued Dividends
Yield
Beginning
Market Value
45,374.53
4,500.00
122.08
447,872.00
216,608.50
$714,477.11
Ending
Market Value
301,484.01
3,930.00
134.40
444,970.00
216,549.50
$967,067.91
Current
Period Value
967,067.91
944,362.24
22,705.67
50,706.16
4,851.85
5.23%
US Large Cap Equity
Change
In Value
256,109.48
(570.00)
12.32
(2,902.00)
(59.00)
$252,590.80
Current
Allocation
EFTA01566117
6%
1%
1%
9%
4%
21%
Preferred Stocks
US Small/Mid Cap Equity
Non-US Equity
Asset Cate ories
ACCT.
For the Period 7/1/13 to 7/31/13
Concentrated & Other Equity
Equity as a percentage of your portfolio - 21 %
Account Page 5 of 34
Consolidated Statement Page 8
EFTA01566118
GHISLAINE MAXWELL
ACCT.
For the Period 7/1/13 to 7/31/13
Equity Detail
Price
US Large Cap Equity
APACHE CORP
037411-10-5 APA
BANK OF AMERICA CORP
CITIGROUP INC NEW
SCHLUMBERGER LTD
SPDR S&P 500 ETF TRUST
Total US Large Cap Equity
060505-10-4 BAC
52.14
172967-42-4 C
81.33
806857-10-8 SLB
168.71
78462F-10-3 SPY
$301,484.01
$295,532.56
$5,951.45
$5,253.66
$19.00
US Small/Mid Cap Equity
GERON CORP
374163-10-3 GERN
Non-US Equity
RIO TINTO PLC
ISIN GB0007188757 SEDOL 0718875
766994-90-9 BP
1.75%
1,495.000
252,221.45
250,407.85
1,813.60
4,984.33
1.98%
113.000
9,190.29
9,524.04
(333.75)
141.25
1.54%
358.000
18,666.12
14,048.52
4,617.60
14.32
0.08%
EFTA01566119
14.60
944.000
13,782.40
10,148.85
3,633.55
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Inc.
Accrued Div.
Yield
80.25
95.000
7,623.75
11,403.30
(3,779.55)
76.00
19.00
37.76
1.00%
0.27%
1.31
3,000.000
3,930.00
18,129.32
(14,199.32)
44.80
3.000
134.40
212.23
(77.83)
Account Page 6 of 34
Consolidated Statement Page 9
EFTA01566120
GHISLAINE MAXWELL ACCT.
For the Period 7/1/13 to 7/31/13
Price
Preferred Stocks
CITIGROUP CAPITAL XIII
7 7/8% PFD
173080-20-1 C PN NA /BA1
COUNTRYWIDE CAPITAL V
7% PFD
222388-20-9 CFC PB
3PM CHASE CAPITAL XXIX
6.7% PFD
48125E-20-7 3PM PC
Total Preferred Stocks
25.82
2,500.000
64,550.00
$444,970.00
62,500.00
$422,578.96
2,050.00
$22,391.04
4,187.50
$31,227.50
$1,837.50
Concentrated & Other Equity
GENERAL MOTORS CO
CV PFD B
37045V-20-9 GM PB
JPMORGAN CHASE & CO
7.9% PFD STK APR 30 2049
DTD 04/23/2008
46625H-HA-1 BBB /BA1
Total Concentrated & Other Equity
$216,549.50
$207,909.17
$8,640.33
$14,225.00
$2,995.35
6.52%
111.07
150,000.000
166,609.50
157,909.17
8,700.33
11,850.00
2,995.35
7.05%
6.49%
7.02%
25.10
EFTA01566121
4,200.000
105,420.00
98,778.96
6,641.04
7,350.00
1,837.50
6.97%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Inc.
Accrued Div.
Yield
27.50
10,000.000
275,000.00
261,300.00
13,700.00
19,690.00
7.16%
49.94
1,000.000
49,940.00
50,000.00
(60.00)
2,375.00
4.76%
Account Page 7 of 34
Consolidated Statement Page 10
EFTA01566122
GHISLAINE MAXWELL ACCT.
For the Period 7/1/13 to 7/31/13
Alternative Assets Summary
Beginning
Asset Categories
Hard Assets
Estimated Value
58,311.44
Alternative Assets Detail
Price
Hard Assets
ETFS METAL SECURITIES LTD
ISIN JE0081VS3770 SEDOL BlVS377
131994-91-5
SPDR GOLD TRUST
Total Hard Assets
78463V-10-7 GLD
$62,735.05
$76,999.78
127.96
190.000
24,312.40
31,931.40
127.65
301.000
38,422.65
45,068.38
Quantity
Estimated
Value
Cost
Ending
Estimated Value
62,735.05
Change
In Value
4,423.61
Current
Allocation
1%
Account Page 8 of 34
Consolidated Statement Page 11
EFTA01566123
GHISLAINE MAXWELL ACCT.
For the Period 7/1/13 to 7/31/13
Cash & Fixed Income Summary
Beginning
Asset Categories
Cash
Non-USD Cash
Non-USD Short Term
US Fixed Income
Non-US Fixed Income
Total Value
Market Value/Cost
Market Value
Tax Cost
Unrealized Gain/Loss
Estimated Annual Income
Accrued Interest
Yield
Market Value
1,924,211.77
22,844.67
654,278.68
619,314.77
150,079.06
$3,370,728.95
Ending
Market Value
2,530,554.08
136,317.56
553,083.93
620,974.57
151,221.61
$3,992,151.75
Current
Period Value
3,992,151.75
4,050,285.87
(58,134.12)
32,988.72
7,824.86
0.95%
US Fixed Income
Change
In Value
606,342.31
113,472.89
(101,194.75)
1,659.80
1,142.55
$621,422.80
Current
EFTA01566124
Allocation
46%
3%
11%
12%
3%
75%
Non-USD Short Term
Non-US Fixed Income
Non-USD Cash
Asset Categories
Cash
Cash & Fixed Income as a percentage of your portfolio 75 %
Account Page 9 of 34
Consolidated Statement Page 12
EFTA01566125
GHISLAINE MAXWELL ACCT.
For the Period 7/1/13 to 7/31/13
SUMMARY BY MATURITY
1
Cash & Fixed Income
0-6 months
6-12 months,
1-5 years'
10+ years'
Total Value
1
SUMMARY BY TYPE
Market
Value
3,235,811.17
230,095.08
309,693.50
216,552.00
$3,992,151.75
% of Bond
Portfolio
83%
5%
7%
5%
100%
The years indicate the number of years until the bond is scheduled to mature
based on the statement end date. Some bonds may be called, or paid in full,
before their stated maturity.
Note:
A - Bonds purchased at a premium show amortization.
1
Cash & Fixed Income Detail
Price
Cash
US DOLLAR
3PM NY MUNI MMKT FD - MORGAN
FUND 3
7-Day Annualized Yield: .01%
Total Cash
1.00
1.00
2,530,553.08
1.00
2,530,553.08
1.00
$2,530,554.08
2,530,553.08
1.00
$2,530,554.08
$0.00
EFTA01566126
$253.05
$17.02
0.01%
253.05
17.02
0.01%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Income
Accrued Interest
Yield
Cash & Fixed Income
Cash
NON USD Cash
Corporate Bonds
Municipal Bonds
International Bonds
Mutual Funds
Total Value
Market
Value
2,530,554.08
136,317.56
309,693.50
216,552.00
778,873.80
20,160.81
$3,992,151.75
% of Bond
Portfolio
65%
3%
7%
5%
19%
1%
100%
This is the Annual Percentage Yield (APY) which is the rate earned if
balances remain on deposit for a full year with compounding, there is no
change in the interest rate and all interest
is left in the account.
Account Page 10 of 34
Consolidated Statement Page 13
EFTA01566127
GHISLAINE MAXWELL ACCT.
For the Period 7/1/13 to 7/31/13
Price
Non-USD Cash
AUSTRALIAN DOLLAR
POUND STERLING
HONG KONG DOLLAR
TURKISH LIRA NEW
PRINCIPAL CURRENCY
Total Non-USD Cash
0.90
1.52
0.13
0.51
100.00
8,617.80
950.00
239,000.00
89.74
13,065.01
122.50
123,040.31
$136,317.56
103.25
13,536.35
122.44
124,045.53
$137,807.57
(13.51)
(471.34)
0.06
(1,005.22)
($1,490.01)
$0.00
0.00%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Income
Accrued Interest
Yield
Non-USD Short Term
JP MORGAN CHASE BANK - CAD
97.27
LONDON TIME DEPOSITS 0.6200%
DATED 07/31/2013 MATURITY 08/07/2013
HELD BY LONDON TREASURY SERVICES
Bearer
EFTA01566128
2536F9-9X-5 AD
JP MORGAN CHASE BANK - NOK
LONDON TIME DEPOSITS 0.9000%
DATED 07/31/2013 MATURITY 08/07/2013
HELD BY LONDON TREASURY SERVICES
Bearer
2536G9-9M-8 OK
INTER AMERICAN DEVELOPMENT BANK- INR
MEDIUM TERM NOTE 3% MAR 25 2014
DTD 03/25/2010
HELD BY EUROCLEAR
ISIN XS0495010562 SEDOL B5114T3
U45818-9G-5 AAA /AAA NR
1.62
7/29/13
6,700,000.00
108,623.08
143,232.17
(34,609.09)
3,385.69
1,196.50
5.25%
16.91
1,242,096.15
210,024.62
209,659.93
364.69
1,890.22
5.25
0.94%
116,132.88
112,964.23
113,732.94
(768.71)
700.37
1.92
0.63%
Account Page 11 of 34
Consolidated Statement Page 14
EFTA01566129
GHISLAINE MAXWELL ACCT.
For the Period 7/1/13 to 7/31/13
Price
Non-USD Short Term
INTER AMERICAN DEVEL BK - IDR
MEDIUM TERM NOTE 6.50% JUN 04 2014
DTD 06/04/2010
HELD BY EUROCLEAR
ISIN XS0513770957 SEDOL B4YWHCO
45818W-9K-4 AAA /AAA DR
Total Non-USD Short Term
$553,083.93
$616,737.15
($63,653.22)
$14,198.12
$2,510.04
US Fixed Income
JPM MANAGED RESERVES FD - GBP-C-DIST
ISIN LU0539309053
051398-91-5 BP
ISHARES GBP CORPORATE BOND UCITS ETF
ISIN IE00B00FV011 SEDOL B00FV01
461278-91-3 BP
HSBC FINANCE CORP
MEDIUM TERM NOTE 2.9% OCT 15 2015
DTD 10/15/2010
40429X-YB-6 A /BAA
GENERAL ELEC CAP CORP
MEDIUM TERM FLOATING RATE NOTE
MAY 11 2016 DTD 05/11/2007
36962G-2V-5 AA+ /A1
BANK OF AMERICA CORP
MEDIUM TERM NOTE
3.6% NOV 15 2016
DTD 11/04/2010
06050W-DW-2 A- /BAA
Account Page 12 of 34
Consolidated Statement Page 15
104.81
150,000.00
157,215.00
150,000.00
7,215.00
5,400.00
1,140.00
2.08%
99.08
50,000.00
49,538.50
45,394.50
4,144.00
EFTA01566130
237.55
54.10
0.81%
102.94
100,000.00
102,940.00
100,000.00
2,940.00
2,900.00
853.80
1.54%
192.01
105.00
20,160.81
19,023.08
1,137.73
9,751.31
7.65
74,568.26
80,157.26
(5,589.00)
4.21%
0.01 1,300,000,000.00
121,472.00
150,112.11
(28,640.11)
8,221.84
1,306.37
12.26%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Income
Accrued Interest
Yield
EFTA01566131
GHISLAINE MAXWELL
ACCT.
For the Period 7/1/13 to 7/31/13
Price
US Fixed Income
A MI ST MUNI BOND AUTH
ST CLEAN WTR REVOLVING FD 5%
OCT 01 2026 DTD 11/02/2006
HELD BY DTC BOOK ENTRY ONLY
PAR CALL 10/01/2016 @ 100
59455T-PF-3 AAA /AAA
A BIRDVILLE TEXAS INDEPENDENT SCHOOL
DIST PERM SCH GTD FUND UNLIMITED TAX
5% FEB 15 2029 DTD 01/15/2007
HELD BY DTC BOOK ENTRY ONLY
PAR CALL 02/15/2017 @ 100
090874-FV-5 AAA /AAA
A MA ST HLTH & EDUCTNL FACS AUTH
REVENUE HARVARD UNIV 5% B
JUL 15 2032 DTD 08/03/2005
HELD BY DTC BOOK ENTRY ONLY
PAR CALL 07/15/2015 @ 100
57586C-FW-0 AAA /AAA
Total US Fixed Income
$620,974.57
$607,681.75
$614,541.84
Non-US Fixed Income
BLUEBAY HIGH YIELD BD FD GBP HDG-DB
ISIN LU0222772518
G13289-92-4 BP
190.72
187.90
35,835.73
39,293.00
(3,457.27)
$13,292.82
$18,537.55
$5,297.80
2.33%
105.10
50,000.00
52,549.50
52,224.59
54,040.00
324.91
2,500.00
111.10
4.59%
108.47
100,000.00
EFTA01566132
108,465.00
107,258.16
110,503.00
1,206.84
5,000.00
2,305.50
4.25%
111.08
50,000.00
55,537.50
53,624.16
55,424.00
1,913.34
2,500.00
833.30
3.91%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Income
Accrued Interest
Yield
Account Page 13 of 34
Consolidated Statement Page 16
EFTA01566133
GHISLAINE MAXWELL ACCT.
For the Period 7/1/13 to 7/31/13
Price
Non-US Fixed Income
ISHARES GBP INDEX-LINKED GILTS
UCITS ETF
ISIN IE0081FZSD53 SEDOL B1G52V0
46578W-92-2 BP
Total Non-US Fixed Income
$151,221.61
$157,505.32
($6,283.71)
$0.00
0.00%
19.93
5,790.00
115,385.88
118,212.32
(2,826.44)
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Income
Accrued Interest
Yield
Account Page 14 of 34
Consolidated Statement Page 17
EFTA01566134
GHISLAINE MAXWELL ACCT.
For the Period 7/1/13 to 7/31/13
Other Summary
Asset Categories
Balanced
Beginning
Estimated Value
148,139.72
Ending
Estimated Value
148,917.08
Change
In Value
777.36
Current
Allocation
3%
Current
Market Value/Cost
Estimated Value
Tax Cost
Estimated Gain/Loss
Note:
**
Period Value
148,917.08
92,027.29
(3,082.20)
Unrealized Gain/Loss is shown as "N/A" in cases where we do not have
appropriate cost information for all tax lots comprising the position.
Please contact your J.P. Morgan team for additional
information.
Other Detail
Price
Balanced
JPM INC OPP FD - GBP - A - DIST(HDG)
ISIN LU0323456201
287991-93-9 BP
136.88
450.272
61,635.10
1,663.11 **
N/A
Quantity
Value
Adjusted Cost
Original Cost
Unrealized
Gain/Loss
Accruals
Account Page 15 of 34
EFTA01566135
Consolidated Statement Page 18
EFTA01566136
GHISLAINE MAXWELL ACCT.
For the Period 7/1/13 to 7/31/13
Price
Balanced
PIMCO FUNDS GLOBAL INVESTORS SERIES
- GLOBAL INVESTMENT GRADE CREDIT
FUND
ISIN IE00B3BMD843 SEDOL B3BMD84
695421-91-7 BP
Total Balanced
$148,917.08
$92,027.29
($3,082.20)
20.01
4,361.513
87,281.98
90,364.18
(3,082.20)
Quantity
Value
Adjusted Cost
Original Cost
Unrealized
Gain/Loss
Accruals
Account Page 16 of 34
Consolidated Statement Page 19
EFTA01566137
GHISLAINE MAXWELL ACCT.
For the Period 7/1/13 to 7/31/13
Portfolio Activity Summary - U S Dollar
Beginning Cash Balance
PRINCIPAL
Current
Transactions
INFLOWS
Income
Contributions
Total Inflows
OUTFLOWS **
Total Outflows
Withdrawals
$0.00
TRADE ACTIVITY
Settled Sales/Maturities/Redemptions
Settled Securities Purchased
Total Trade Activity
Ending Cash Balance
17,190.60
(250,407.85)
($250,407.85)
$2,530,553.08
(250,407.85)
($233,217.25)
-$0.00
$0.00
$0.00
-Period
Value
1,924,210.77
7,269.66
849,480.50
$856,750.16
Year-To-Date
Value*
-53,480.80
849,480.50
$902,961.30
(4,000,000.00)
($4,000,000.00)
INCOME
Current
Period
Value
0.00
Year-To-Date
Value*
-$0.00
$0.00
EFTA01566138
$0.00
$0.00
Current
Cost
Adjustments
Amortization
Total Cost Adjustments
Period Value
(550.07)
($550.07)
Year-To-Date
Value*
(2,587.10)
($2,587.10)
Account Page 17 of 34
Consolidated Statement Page 20
EFTA01566139
GHISLAINE MAXWELL ACCT.
For the Period 7/1/13 to 7/31/13
Portfolio Activity Summary - U S Dollar
* Year to date information is calculated on a calendar year basis.
** Your account's standing instructions use a HIGH COST method for relieving
assets
from your position
Portfolio Activity Detail - U S Dollar
INFLOWS & OUTFLOWS
Type
Settle Date Selection Method
7/1
7/2
7/11
7/12
7/15
Interest Income
Interest Income
Misc Receipt
Foreign Dividend
Municipal Interest
Description
DEPOSIT SWEEP INTEREST FOR 06/01/13 - 06/30/13
@ .01% RATE ON AVG COLLECTED BALANCE OF
$1,923,302.74 AS OF 07/01/13
JPM CHASE CAPITAL XXIX 6.7% PFD @ 0.41875 PER
SHARE (ID: 48125E-20-7)
PHONE INSTRUCTIONS FROM CLIENT FROM
TO
SCHLUMBERGER LTD @ 0.3125 PER SHARE
(ID: 806857-10-8)
MA ST HLTH & EDUCTNL FACS AUTH REVENUE HARVARD
UNIV 5% B JUL 15 2032 DTD 08/03/2005 HELD BY
DTC BOOK ENTRY ONLY PAR CALL 07/15/2015 @ 100
(ID: 57586C-FW-0)
7/29
7/30
Misc Receipt
Interest Income
Total Inflows & Outflows
INTERNAL TRANSFER OF FUNDS
CITIGROUP CAPITAL XIII 7 7/8% PFD @ 0.492187
PER SHARE (ID: 173080-20-1)
10,000.000
0.492
599,480.50
4,921.87
$856,750.16
113.000
50,000.000
0.312
EFTA01566140
0.025
2,500.000
0.419
1,046.88
250,000.00
35.31
1,250.00
Quantity
Cost
Per Unit
Amount
PRINCIPAL
Amount
15.60
INCOME
Amount
Account Page 18 of 34
Consolidated Statement Page 21
EFTA01566141
GHISLAINE MAXWELL ACCT.
For the Period 7/1/13 to 7/31/13
TRADE ACTIVITY
Trade Date
Settle Date
Type
Settled Securities Purchased
7/12
Purchase
7/17
Description
SPDR S&P 500 ETF TRUST @ 167.43 250,307.85
BROKERAGE 100.00 J.P. MORGAN SECURITIES LLC
(ID: 78462F-10-3)
COST ADJUSTMENTS
Settle Date
7/15
Type
Amortization
Description
MA ST HLTH & EDUCTNL FACS AUTH REVENUE HARVARD
UNIV 5% B JUL 15 2032 DTD 08/03/2005 HELD BY
DTC BOOK ENTRY ONLY PAR CALL 07/15/2015 @ 100
MUNICIPAL BOND PREMIUM AMORTIZATIO
(ID: 57586C-FW-0)
Quantity
50,000.000
Cost Basis
Adjustments
(550.07)
Quantity
1,495.000
Per Unit
Amount
167.497
Market Cost
(250,407.85)
Account Page 19 of 34
Consolidated Statement Page 22
EFTA01566142
GHISLAINE MAXWELL ACCT.
For the Period 7/1/13 to 7/31/13
Portfolio Activity Summary - Canadian Dollar
PRINCIPAL
US Dollar Value
Current
Transactions
Beginning Cash Balance
INFLOWS
Total Inflows
Income
OUTFLOWS **
Total Outflows
Withdrawals
Ending Cash Balance
Period Value
-60.08
$60.08
(60.08)
($60.08)
-Year-To-Date
Value*
-402.53
$402.53
(402.53)
($402.53)
-Local
Value
Current
Period Value
0.00
62.51
62.51
(62.51)
(62.51)
0.00
INCOME
US Dollar Value
Current
Transactions
Beginning Cash Balance
Ending Cash Balance
Period Value
--Year-To-Date
Value*
--Local
Value
Current
Period Value
0.00
0.00
EFTA01566143
Year-To-Date
Value*
--Year-To-Date
Value*
-410.53
410.53
(410.53)
(410.53)
-Account
Page 20 of 34
Consolidated Statement Page 23
EFTA01566144
GHISLAINE MAXWELL ACCT.
For the Period 7/1/13 to 7/31/13
Portfolio Activity Summary - Canadian Dollar
Current
Securities Transferred In/Out
Securities Transferred In
Securities Transferred Out
Period Value
557,639.94
(557,579.88)
Year-To-Date
Value*
2,956,075.02
(3,410,536.42)
* Year to date information is calculated on a calendar year basis.
** Your account's standing instructions use a HIGH COST method for relieving
assets
from your position
Portfolio Activity Detail - Canadian Dollar
INFLOWS & OUTFLOWS
Per Unit
Type
Settle Date Selection Method
7/3
Foreign Interest
Description
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.5700% DATED 06/27/2013 MATURITY 07/03/2013
HELD BY LONDON TREASURY SERVICES
(ID: 2535V9-9K-7)
7/3
7/10
Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR
(ID: OCADPR-AA-6)
Foreign Interest
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.5700% DATED 07/03/2013 MATURITY 07/10/2013
HELD BY LONDON TREASURY SERVICES
(ID: 2535X9-9C-3)
7/10
Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR
(ID: OCADPR-AA-6)
(12.870)
(12.22)
(12.87)
Account Page 21 of 34
Consolidated Statement Page 24
(11.030)
116,081.400
(10.46)
(11.03)
EFTA01566145
12.22
12.87
Quantity
116,070.370
Amount USD
Local Value
PRINCIPAL
Amount USD
Local Value
10.46
11.03
INCOME
Amount USD
Local Value
Currency
Gain/Loss USD
EFTA01566146
GHISLAINE MAXWELL ACCT.
For the Period 7/1/13 to 7/31/13
INFLOWS & OUTFLOWS
Per Unit
Type
Settle Date Selection Method
7/17
Foreign Interest
Description
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.5700% DATED 07/10/2013 MATURITY 07/17/2013
HELD BY LONDON TREASURY SERVICES
(ID: 2535Z9-9D-9)
7/17
7/24
Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR
(ID: OCADPR-AA-6)
Foreign Interest
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.5700% DATED 07/17/2013 MATURITY 07/24/2013
HELD BY LONDON TREASURY SERVICES
(ID: 253669-9F-8)
7/24
7/31
Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR
(ID: OCADPR-AA-6)
Foreign Interest
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.5700% DATED 07/24/2013 MATURITY 07/31/2013
HELD BY LONDON TREASURY SERVICES
(ID: 2536D9-9Q-2)
7/31
Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR
(ID: OCADPR-AA-6)
Total Inflows & Outflows
(12.870)
(12.51)
(12.87)
$0.00
(12.870)
116,120.010
(12.51)
(12.87)
12.51
12.87
(12.870)
116,107.140
(12.38)
(12.87)
12.51
12.87
EFTA01566147
Quantity
116,094.270
Amount USD
Local Value
PRINCIPAL
Amount USD
Local Value
12.38
12.87
INCOME
Amount USD
Local Value
Currency
Gain/Loss USD
Account Page 22 of 34
Consolidated Statement Page 25
EFTA01566148
GHISLAINE MAXWELL ACCT.
For the Period 7/1/13 to 7/31/13
SECURITIES TRANSFERRED IN/OUT
Notes:
Settle Date Selection Method
Securities Transferred In
7/3
Receipt of Assets
Description
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.5700% DATED 07/03/2013 MATURITY 07/10/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2535X9-9C-3)
7/10
Receipt of Assets
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.5700% DATED 07/10/2013 MATURITY 07/17/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2535Z9-9D-9)
7/17
Receipt of Assets
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.5700% DATED 07/17/2013 MATURITY 07/24/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 253669-9F-8)
7/24
Receipt of Assets
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.5700% DATED 07/24/2013 MATURITY 07/31/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2536D9-9Q-2)
7/31
Receipt of Assets
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.6200% DATED 07/31/2013 MATURITY 08/07/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2536F9-9X-5)
Total Securities Transferred In
$557,639.94
116,132.880
113,732.94
112,848.97
116,120.010
113,720.43
112,830.99
116,107.140
113,707.92
111,689.81
116,094.270
113,695.54
110,214.33
EFTA01566149
* Transaction Market Value is representative of the prior trading day's
market value. This is for informational purposes only and is not to be used
for any financial or tax
purposes. The Transaction Market Value shown is in USD.
Type
Quantity
Cost
116,081.400
113,683.32
Transaction
Market Value *
110,055.84
Account Page 23 of 34
Consolidated Statement Page 26
EFTA01566150
GHISLAINE MAXWELL ACCT.
For the Period 7/1/13 to 7/31/13
Notes:
* Transaction Market Value is representative of the prior trading day's
market value. This is for informational purposes only and is not to be used
for any financial or tax
purposes. The Transaction Market Value shown is in USD.
Type
Settle Date Selection Method
Securities Transferred Out
7/3
Free Delivery
Description
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.5700% DATED 06/27/2013 MATURITY 07/03/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2535V9-9K-7)
7/10
Free Delivery
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.5700% DATED 07/03/2013 MATURITY 07/10/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2535X9-9C-3)
7/17
Free Delivery
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.5700% DATED 07/10/2013 MATURITY 07/17/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2535Z9-9D-9)
7/24
Free Delivery
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.5700% DATED 07/17/2013 MATURITY 07/24/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 253669-9F-8)
7/31
Free Delivery
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.5700% DATED 07/24/2013 MATURITY 07/31/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2536D9-9Q-2)
Total Securities Transferred Out
($557,579.88)
(116,120.010)
113,720.43
(112,836.47)
(116,107.140)
113,707.92
(112,818.48)
(116,094.270)
113,695.54
EFTA01566151
(111,677.43)
(116,081.400)
113,683.32
(110,202.12)
Quantity
Cost
(116,070.370)
113,672.86
Transaction
Market Value *
(110,045.38)
Account Page 24 of 34
Consolidated Statement Page 27
EFTA01566152
GHISLAINE MAXWELL ACCT.
For the Period 7/1/13 to 7/31/13
Portfolio Activity Summary - Norwegian Krone
PRINCIPAL
US Dollar Value
Current
Transactions
Beginning Cash Balance
INFLOWS
Total Inflows
Income
OUTFLOWS **
Total Outflows
Withdrawals
Ending Cash Balance
Period Value
-181.06
$181.06
(181.06)
($181.06)
-Year-To-Date
Value*
-1,188.40
$1,188.40
(1,188.40)
($1,188.40)
-Local
Value
Current
Period Value
0.00
1,089.71
1,089.71
(1,089.71)
(1,089.71)
0.00
INCOME
US Dollar Value
Current
Transactions
Beginning Cash Balance
Ending Cash Balance
Period Value
--Year-To-Date
Value*
--Local
Value
Current
Period Value
0.00
0.00
EFTA01566153
Year-To-Date
Value*
--Year-To-Date
Value*
-6,860.18
6,860.18
(6,860.18)
(6,860.18)
-Account
Page 25 of 34
Consolidated Statement Page 28
EFTA01566154
GHISLAINE MAXWELL ACCT.
For the Period 7/1/13 to 7/31/13
Portfolio Activity Summary - Norwegian Krone
Current
Securities Transferred In/Out
Securities Transferred In
Securities Transferred Out
Period Value
1,031,683.09
(1,031,502.01)
Year-To-Date
Value*
6,233,361.44
(6,658,591.95)
* Year to date information is calculated on a calendar year basis.
** Your account's standing instructions use a HIGH COST method for relieving
assets
from your position
Portfolio Activity Detail - Norwegian Krone
INFLOWS & OUTFLOWS
Per Unit
Type
Settle Date Selection Method
7/3
Foreign Interest
Description
HELD BY LONDON TREASURY SERVICES
(ID: 2535V9-9X-9)
7/3
7/10
Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE
(ID: ONOKPR-AA-1)
Foreign Interest
HELD BY LONDON TREASURY SERVICES
(ID: 2535X9-9M-1)
7/10
Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE
(ID: ONOKPR-AA-1)
(229.280)
(36.98)
(229.28)
Account Page 26 of 34
Consolidated Statement Page 29
(196.490)
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,241,202.930
0.9500% DATED 07/03/2013 MATURITY 07/10/2013
(32.33)
(196.49)
36.98
229.28
Quantity
EFTA01566155
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,241,006.440
0.9500% DATED 06/27/2013 MATURITY 07/03/2013
Amount USD
Local Value
PRINCIPAL
Amount USD
Local Value
32.33
196.49
INCOME
Amount USD
Local Value
Currency
Gain/Loss USD
EFTA01566156
GHISLAINE MAXWELL ACCT.
For the Period 7/1/13 to 7/31/13
INFLOWS & OUTFLOWS
Per Unit
Type
Settle Date Selection Method
7/17
Foreign Interest
Description
HELD BY LONDON TREASURY SERVICES
(ID: 2535Z9-9N-7)
7/17
7/24
Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE
(ID: ONOKPR-AA-1)
Foreign Interest
HELD BY LONDON TREASURY SERVICES
(ID: 253669-9T-8)
7/24
7/31
Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE
(ID: ONOKPR-AA-1)
Foreign Interest
HELD BY LONDON TREASURY SERVICES
(ID: 2536E9-9C-2)
7/31
Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE
(ID: ONOKPR-AA-1)
Total Inflows & Outflows
(217.330)
(36.61)
(217.33)
$0.00
(217.290)
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,241,878.820
0.9000% DATED 07/24/2013 MATURITY 07/31/2013
(36.88)
(217.29)
36.61
217.33
(229.320)
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,241,661.530
0.9000% DATED 07/17/2013 MATURITY 07/24/2013
(38.26)
(229.32)
36.88
217.29
Quantity
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,241,432.210
0.9500% DATED 07/10/2013 MATURITY 07/17/2013
Amount USD
EFTA01566157
Local Value
PRINCIPAL
Amount USD
Local Value
38.26
229.32
INCOME
Amount USD
Local Value
Currency
Gain/Loss USD
Account Page 27 of 34
Consolidated Statement Page 30
EFTA01566158
GHISLAINE MAXWELL ACCT.
For the Period 7/1/13 to 7/31/13
SECURITIES TRANSFERRED IN/OUT
Notes:
Settle Date Selection Method
Securities Transferred In
7/3
Receipt of Assets
Description
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS
0.9500% DATED 07/03/2013 MATURITY 07/10/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2535X9-9M-1)
7/10
Receipt of Assets
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS
0.9500% DATED 07/10/2013 MATURITY 07/17/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2535Z9-9N-7)
7/17
Receipt of Assets
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS
0.9000% DATED 07/17/2013 MATURITY 07/24/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 253669-9T-8)
7/24
Receipt of Assets
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS
0.9000% DATED 07/24/2013 MATURITY 07/31/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2536E9-9C-2)
7/31
Receipt of Assets
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS
0.9000% DATED 07/31/2013 MATURITY 08/07/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2536G9-9M-8)
Total Securities Transferred In
$1,031,683.09
1,242,096.150
209,659.93
209,248.00
1,241,878.820
209,623.32
210,798.77
1,241,661.530
209,586.44
207,169.74
1,241,432.210
209,548.18
200,239.07
EFTA01566159
* Transaction Market Value is representative of the prior trading day's
market value. This is for informational purposes only and is not to be used
for any financial or tax
purposes. The Transaction Market Value shown is in USD.
Type
Quantity
Cost
1,241,202.930
209,511.20
Transaction
Market Value *
204,227.51
Account Page 28 of 34
Consolidated Statement Page 31
EFTA01566160
GHISLAINE MAXWELL ACCT.
For the Period 7/1/13 to 7/31/13
Notes:
* Transaction Market Value is representative of the prior trading day's
market value. This is for informational purposes only and is not to be used
for any financial or tax
purposes. The Transaction Market Value shown is in USD.
Type
Settle Date Selection Method
Securities Transferred Out
7/3
Free Delivery
Description
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS
0.9500% DATED 06/27/2013 MATURITY 07/03/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2535V9-9X-9)
7/10
Free Delivery
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS
0.9500% DATED 07/03/2013 MATURITY 07/10/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2535X9-9M-1)
7/17
Free Delivery
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS
0.9500% DATED 07/10/2013 MATURITY 07/17/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2535Z9-9N-7)
7/24
Free Delivery
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS
0.9000% DATED 07/17/2013 MATURITY 07/24/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 253669-9T-8)
7/31
Free Delivery
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS
0.9000% DATED 07/24/2013 MATURITY 07/31/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2536E9-9C-2)
Total Securities Transferred Out
($1,031,502.01)
(1,241,878.820 )
209,623.32
(209,211.39)
(1,241,661.530 )
209,586.44
(210,761.89)
(1,241,432.210 )
209,548.18
EFTA01566161
(207,131.47)
(1,241,202.930 )
209,511.20
(200,202.09)
Quantity
Cost
(1,241,006.440 )
209,478.87
Transaction
Market Value *
(204,195.17)
Account Page 29 of 34
Consolidated Statement Page 32
EFTA01566162
GHISLAINE MAXWELL ACCT.
For the Period 7/1/13 to 7/31/13
Portfolio Activity Summary - Pound Sterling
PRINCIPAL
US Dollar Value
Current
Transactions
Beginning Cash Balance
INFLOWS
Total Inflows
Income
OUTFLOWS **
Total Outflows
Tax Payments
$0.00
TRADE ACTIVITY
Total Trade Activity
Settled Securities Purchased
$0.00
Ending Cash Balance
-Period
Value
-536.20
$536.20
Year-To-Date
Value*
-5,587.44
$5,587.44
(21.35)
($21.35)
(1,663.11)
($1,663.11)
-0.00
Local
Value
Current
Period Value
8,257.51
360.29
360.29
Year-To-Date
Value*
-3,657.17
3,657.17
(13.37)
(13.37)
0.00
8,617.80
INCOME
US
Dollar Value
EFTA01566163
Current
Transactions
Beginning Cash Balance
Ending Cash Balance
Period Value
--Year-To-Date
Value*
--Local
Value
Current
Period Value
0.00
0.00
Year-To-Date
Value*
--(1,095.27)
(1,095.27)
-Account
Page 30 of 34
Consolidated Statement Page 33
EFTA01566164
GHISLAINE MAXWELL ACCT.
For the Period 7/1/13 to 7/31/13
Portfolio Activity Summary - Pound Sterling
* Year to date information is calculated on a calendar year basis.
** Your account's standing instructions use a HIGH COST method for relieving
assets
from your position
Portfolio Activity Detail - Pound Sterling
INFLOWS & OUTFLOWS
Per Unit
Type
Settle Date Selection Method
7/5
Foreign Dividend
Description
BLUEBAY HIGH YIELD BD FD GBP HDG-DB ISIN
LU0222772518 @ 1.9175 PER SHARE CONY. @ "CONV
RATE" (ID: G13289-92-4)
Quantity
187.898
Amount USD
Local Value
2.854
1.917
PRINCIPAL
Amount USD
Local Value
536.20
360.29
INCOME
Amount USD
Local Value
Currency
Gain/Loss USD
Account Page 31 of 34
Consolidated Statement Page 34
EFTA01566165
GHISLAINE MAXWELL ACCT.
For the Period 7/1/13 to 7/31/13
Portfolio Activity Summary - Turkish Lira New
PRINCIPAL
US Dollar Value
Current
Transactions
Beginning Cash Balance
INFLOWS
Total Inflows
Income
TRADE ACTIVITY
Total Trade Activity
Settled Sales/Maturities/Redemptions
Ending Cash Balance
Period Value
-10,063.74
$10,063.74
103,217.82
$103,217.82
-Year-To-Date
Value*
-10,063.74
$10,063.74
103,217.82
$103,217.82
-Local
Value
Current
Period Value
19,500.00
19,500.00
19,500.00
200,000.00
200,000.00
239,000.00
INCOME
US Dollar Value
Current
Transactions
Beginning Cash Balance
Ending Cash Balance
Period Value
--Year-To-Date
Value*
--Local
Value
Current
Period Value
0.00
0.00
EFTA01566166
Year-To-Date
Value*
--Year-To-Date
Value*
-19,500.00
19,500.00
200,000.00
200,000.00
-Account
Page 32 of 34
Consolidated Statement Page 35
EFTA01566167
GHISLAINE MAXWELL ACCT.
For the Period 7/1/13 to 7/31/13
Portfolio Activity Summary - Turkish Lira New
* Year to date information is calculated on a calendar year basis.
Your account's standing instructions use a HIGH COST method for relieving
assets
from your position
Portfolio Activity Detail - Turkish Lira New
INFLOWS & OUTFLOWS
Per Unit
Type
Settle Date Selection Method
7/16
Foreign Interest
Description
KFW - TRY MTN 9 3/4% JUL 16 2013 DTD 02/10/2010
HELD BY EUROCLEAR ISIN XS0484842470 SEDOL
B637YV8 TO REDEMPTION (ID: OTRYPR-AA-5)
Quantity
19,500.000
Amount USD
Local Value
0.516
1.00
PRINCIPAL
Amount USD
Local Value
10,063.74
19,500.00
INCOME
Amount USD
Local Value
Currency
Gain/Loss USD
Account Page 33 of 34
Consolidated Statement Page 36
EFTA01566168
GHISLAINE MAXWELL ACCT.
For the Period 7/1/13 to 7/31/13
TRADE ACTIVITY - Turkish Lira New
L indicates Long Term Realized Gain/Loss
Note:
Trade Date
Settle Date
Type
Selection Method Description
Settled Sales/Maturities/Redemptions
7/16
7/16
Redemption
Pro Rata
KFW - TRY MTN 9 3/4% JUL 16 2013 DTD 02/10/2010
HELD BY EUROCLEAR ISIN XS0484842470 SEDOL
B637YV8 TO REDEMPTION (ID: 14085A-9A-6)
Quantity
(200,000.000)
C indicates Currency Gain/Loss
Per Unit
Amount USD
Local Value
51.609
100.00
Proceeds USD
Local Value
103,217.82
200,000.00
Tax Cost USD
Realized
Local Value Gain/Loss USD
(135,555.56)
(207,400.00)
(3,819.05) L
(28,518.69) C
Account Page 34 of 34
Consolidated Statement Page 37
EFTA01566169
J.P. Morgan Securities LLC
GHISLAINE MAXWELL
, New York, NY 10179
ACCT.
For the Period 7/1/13 to 7/31/13
Margin Account
J.P. Morgan Team
James Buckley
Jason Bell
Janet Young
Gina Magliocco
Jason Grosse
Online access
Banker
Investment Specialist
Client Service Team
Client Service Team
Client Service Team
www.jpmorganonline.com
Transactions cleared and carried through J.P. Morgan Clearing Corp. Three
Chase Metrotech Center, Brooklyn, NY 11245-0001,
Please see disclosures located at the end of this statement package for
important information relating to each J.P.Morgan account(s).
Table of Contents
Account Summary
Holdings
Cash & Fixed Income
Portfolio Activity
3
5
Page
2
Account Page 1 of 5
Consolidated Statement Page 38
EFTA01566170
GHISLAINE MAXWELL
Account Summary
MARGIN
Cash
Asset Allocation
Cash & Fixed Income
Market Value
Market Value
0.00
$0.00
Margin
Market Value
430.00
$430.00
Current
Portfolio Activity
Beginning Market Value
Ending Market Value
Cost Summary
Cash & Fixed Income
Total
Period Value
430.00
$430.00
Short
Market Value
0.00
$0.00
Year-to-Date
Value
430.00
$430.00
430.00
Cost
$430.00
Investment Objectives
Speculation Permitted
Capital Appreciation
Total
430.00
$430.00
Estimated
$0.00
Current
Market Value Annual Income Allocation
100%
100%
ACCT.
For the Period 7/1/13 to 7/31/13
Yes
Yes
EFTA01566171
Account Page 2 of 5
Consolidated Statement Page 39
EFTA01566172
GHISLAINE MAXWELL
Cash & Fixed Income Summary
Beginning
Asset Categories
Cash
Market Value
430.00
ACCT.
For the Period 7/1/13 to 7/31/13
Ending
Market Value
430.00
Change
In Value
0.00
Current
Allocation
100%
Current
Market Value/Cost
Market Value
Tax Cost
SUMMARY BY MATURITY
1
Cash & Fixed Income
0-6 months
1
Period Value
430.00
430.00
SUMMARY BY TYPE
Market
Value
430.00
% of Bond
Portfolio
100%
The years indicate the number of years until the bond is scheduled to mature
based on the statement end date. Some bonds may be called, or paid in full,
before their stated maturity.
Cash & Fixed Income
Cash
Market
Value
430.00
% of Bond
Portfolio
100%
Account Page 3 of 5
Consolidated Statement Page 40
EFTA01566173
EFTA01566174
GHISLAINE MAXWELL
ACCT.
For the Period 7/1/13 to 7/31/13
Cash & Fixed Income Detail
Quantity
Price
Cash
US DOLLAR
1.00
430.00
Margin
430.00
430.00
Account
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Income
Accrued Interest
Yield
Account Page 4 of 5
Consolidated Statement Page 41
EFTA01566175
GHISLAINE MAXWELL ACCT.
For the Period 7/1/13 to 7/31/13
Portfolio Activity Summary
PRINCIPAL
Current
Transactions
Portfolio Activity Detail
Beginning Cash Balance
Ending Cash Balance
Period Value
430.00
$430.00
Year-To-Date
Value
--INCOME
Current
Period
Value
0.00
$0.00
Year-To-Date
Value
--No
Activity This Period
Account Page 5 of 5
Consolidated Statement Page 42
EFTA01566176
THIS PAGE INTENTIONALLY LEFT BLANK
EFTA01566177
JPMorgan Chase Bank, N.A.
GHISLAINE MAXWELL - OAP IHD
, New York, NY 10017-2014
ACCT.
For the Period 7/1/13 to 7/31/13
Investment Management Account
J.P. Morgan Team
James Buckley
Jason Bell
Janet Young
Gina Magliocco
Jason Grosse
Online access
Banker
Investment Specialist
Client Service Team
Client Service Team
Client Service Team
www.jpmorganonline.com
Please see disclosures located at the end of this statement package for
important information relating to each J.P.Morgan account(s).
Table of Contents
Account Summary
Page
2
Holdings
Equity
Portfolio Activity
4
10
Account Page 1 of 18
Consolidated Statement Page 43
EFTA01566178
GHISLAINE MAXWELL - OAP IHD
Account Summary
Asset Allocation
Equity
Market Value
Accruals
Market Value with Accruals
Beginning
Market Value
1,474,647.52
$1,474,647.52
6,227.02
$1,480,874.54
Ending
Market Value
1,779,758.70
$1,779,758.70
3,867.54
$1,783,626.24
Current
Portfolio Activity
Beginning Market Value
Contributions
Withdrawals & Fees
Net Contributions/Withdrawals
Income & Distributions
Change In Investment Value
Ending Market Value
Accruals
Market Value with Accruals
Period Value
1,474,647.52
250,000.00
(5,003.44)
$244,996.56
7,388.22
52,726.40
$1,779,758.70
3,867.54
$1,783,626.24
Change
In Value
305,111.18
$305,111.18
(2,359.48)
$302,751.70
Year-to-Date
Value
0.00
1,750,000.00
(10,089.84)
EFTA01566179
$1,739,910.16
ℹ️ Document Details
SHA-256
91cdeac947a96c66388b41af54b465fdbfecb30dbd4ab1015f688e174498e816
Bates Number
EFTA01566101
Dataset
DataSet-10
Document Type
document
Pages
167
Comments 0