EFTA01359602.pdf

Email tffichfordeirlb.com Panift4tawybilit From: Armen Brash Sent: Thursday, October 01, 2015 5:39 PM To: Jj Litchford; Vaishali-P Mehta Cc: PWMUS AMLKYC Subject: RE: Account Re-opening [I] Classification: For Internal use only JJ You'll need to order updated research and complete a KYC update. Essentially, you have to treat it the way you'd treat a brand new client. Why did the account close? Was it ever funded? Was it closed due to zero balance? Please note that this is a high risk client and the KYC will need to be reviewed by AML Compliance; I've cc'd them so they are aware of the rush. Best, Armen Armen Brash Deutsche Asset 8 Wealth Management Head of Anti-Money Laundering Business Risk 60 Wall Street, 10005-2836 Newyork. NY. USA RwAn...IFD-Peeprow From: Jj Litchford Sent: Thursday, October 01, 2015 5:30 PM To: Vaishali-P Mehta; Armen Brash Subject: FW: Account Re-opening [I] Classification: For Internal use only Hello my favorites-- Can you let me know what I need to do to re KYC this entity for which an account was auto-closed (information below)? This is going to be a high rush situation, the client is absolutely furious. Thanks, J1 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0047696 CONFIDENTIAL SDNY_GM_00193880 EFTA01359602