EFTA01480920.pdf

Incoming Wires (International) Outgoing Wires (International) ACH Deposits ACH Payments Internal Transfer (Debits/Credits) Asset Purchases/Sales Low (1-10) 610.030 TO 550.000 What is the initiationgoing source of funding for the client's Client Directed Asset! Brokerage Accoungs)? This is an annual review. The account has already been funded. Any ongoing source of funding will be from investment growth and dividends. What is the purposetintended use of account(s)? Please provide a detailed description of how the Client Directed Asset! Brokerage Account(s) will be used by the client The purpose of the account is for investments. trading and wealth accumulation Review the activity for the period overall and explain how the client's transaction profile agrees with or doesn't agree with expectations for the client based on the client relationship (purpose of accounts, occupation, business activity, etc.): Compliance review activity reoulary. Was expected activity for the client modified in the transaction activity section of the KYC ticket? Yes If modified, explain. The activity was upated to reflect the client's current transaction activity. Additional Client Information Please include any additional Information that would further explain your knowledge of the client (family tree/history, public information, websrtes. etc.) Jeffrey Epstein is an existing client of PB. Ho is an active brokerage client covered on the 610 desk. Jeff is well know to the integrated team and senior management_ Jeffrey Epstein has been a money manager for high net worth individuals.entrepreneur and personal investor. the team has regular discussion with Mr. Epstein and he remans very accessible. Mr. Epstein is well known to several ..PM PB employees 6.18-10: Mr. Epstein completed serving out his house artest. We have met regularly with compliance and legal do discuss the realtionship and any potential noputational risk concerns. We continue to monitor the situation closely and monitoring the occassional news stories regarding Mr. Epstein and civil lawsuits and monitor closely money movement. Mr. Epstein is managing his own personal wealth. January 27. 2011 update: A few news stories dun® 2010 connects Jeffrey Epstein to human traffickng. The coverage team along with Catherine Keating and Wiliam Langford all met to discuss the situation and agreed to enhance monitoring and document a discussion with the client Jes Staley discussed the topic with Jeffrey Epstein who replied there was no truth to the allegations. no evidence and was not expecting any problems. We will continuo to monitor the accounts and cash usage closely going forward. We continue to monitor the relationship closely and no additional stories or allegations have surfaced recently and Jeffrey maintain a rolessional relationship with the PB and intearaled team. Comment History Creation Date Entered B Comment Preview There ate no common:sentare° at this time. Approval History Stage Name Signoff Date Owner SID Owner Name Banker Attestation 05/30/2012 09.03 PAUL V MORRIS AM Banker Attestation 05!30201211:23 PAUL V MORRIS AM Banker Attestation 06/01201203:10 PAUL V MORRIS PM Market Manager 06/05/2012 01:24 WILLIAM M SHERIDAN Approval PM Regional Director 06/05201201:27 Me WILUAM M SHERIDAN Approval PM CEO Approval 06/08/2012 04:41 BONNIE K PERRY PM Confidential Treatment Requested by JPM-SDNY-00003162 JPMorgan Chase CONFIDENTIAL SDNY_GM_00272360 EFTA01480920