EFTA01582788.pdf

fraud charges brought against Kevin and Ian Maxwell (sons of Robert Maxwell). The following information was previously reported to Mary Reith on 10/20/2005 under the account Forums, LLC (DDR S 11374/04): Newspaper article dated 6/23/2005 detailing Robert Maxwell misappropriated funds from the companies under his control. According to the newspaper article, "He pledged assets as security for additional loans", but instead of delivering the assets to the lender, he would simply sell the assets for cash. 'For example, Berlitz language school was supposedly sold to a Japanese publishing company, but th Expense No.: 99/31167 Total Costs: $0.00 Signed by: Marisol X Torres-Soler Dated: 12/10/2009 11:44:56 AM Background Checks conducted in addition to Security Services Background Check Date Comments (Required If Check Carried (Required If Check Carried Out) Out) F Morgan Network 12/11/2009 Ghislaine Maxwell is an existing client. I— TRW/CIC r Lexis Nexis r Dun Bradstreet r Bank References r Directories r Bus Social Contacts r Other Summary Summary Of Findings: This is an existing account which is being transferred from Retail into PB. Anticipated Product(s) Deposits Client Hierarchy Assignments GRAY SHADED AREA CONTAINS SPN/CAS ID ASSIGNMENT INFORMATION Banker SID N256838 Banker BAC: 8634--CHBG FNEN: 01 Does the DDR have Multiple No Entities? Client Hierarchy and Additional Entity Assignment: Name Tax ID g Existing Linking to CAS Id DM Id Confidential Treatment Requested by JPMorgan Chase JPM-SDNY-00062356 EFTA01582788