EFTA01368403.pdf

SOUTHERN FINANCIAL LLC (and subsidiary) Statement of Assets, Liabilities and Member's Equity Income Tax Basis as of June 30, 2017 ASSETS Current Assets Cash and cash equivalents $ 11,525,652 Due from brokers 17,259,612 Marketable securites, at cost 76,339,100 Total Current Assets 105,124,364 Fixed Assets 266,023 266,023 Other Assets Investment partnerships, at cost 49,661,678 Investment in Haze Trust 72,149,122 Other receivables 6,500,000 Total Other Assets 128,310,800 TOTAL ASSETS 233,701,187 LIABILITIES AND MEMBER'S EQUITY Current Liabilites Current liabilites Total Current Liabilities Member's Equity Member contributions 231,567,434 Net income 2,133,753 Total Member's Equity 233,701,187 TOTAL LIABILITIES AND MEMBER'S EQUITY 233,701,187 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0060129 CONFIDENTIAL SDNY_GM_00206313 EFTA01368403