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Entity Self-Certification Form
Appendix 1: Controlling Persons
Appendix 1 must be completed for each Controlling Person of the entity, but only if the entity has a tax residence
outside the United States. Please refer to the attached Guidance to the Entity Self-Certification Form which
provides assistance for you to determine the Controlling Persons and how to complete this Appendix.
Please provide details of each Controlling Person below. PleaSe continue on a separate sheet if necessary (and attach to
this form).
First Nam*. Lest Nacre_
Data of Bret conlfeanc Felfor TPPRee President
Cedniferrourcaes of Tax Rawdense
US
Is Contrclling Person a non-US
Beneficaryinon-US Beneficial Owner? Yes fcomrdote Append& 2i J No
First Name J e ffr ey
La" Nora Epstein
Dale of Binh
Cm/I.:ding Ps3" TYPRIfin'" Director
CdtaNYCOuntAn of lax R4140€04,
US Virgin Islands
Is Controlling Person a non.US
BeneficiarylneAUS Beneficial Owner' Yet (complete Appendix 2) pi No
Feet Name= Last Nemo
Data of BIM COrdrOttlog "MOP fyriemelfl Secretary, Director
Countryfeountnes of Tax Perulence
US Virgin Islands
Is Controlling Person a non-US
Yes (confiolete Adders* 2) pe No
BeneeporytnorhUS Beneficial Owner?
First Name Last Nate
Dale of Seth Caw-eine Munn TrDotl°41Treasurer, Director
CountrmteuntrIes of Tax Resallsece
US
Is Cmurofing Persona non-US
Yas (complete Aw.nd 2) No
BenoficeryMon-US Beneficial Owner?
Felt Name Lath Hanle
Date of Sidn Corstolling Renee tvaNfide
Country/Counines of Tax Refidence
Is Cadrolling Person a now US
Yes (ccemlete Adoemfix 2) NO
Beneficiary/non-US Bennactel Owners
Each Controlling Person who Is also a non-US Beneficiary/non-US Beneficial Owner must complete and sign
Appendix 2: Beneficiary/Beneficial Owner Self-Certification Form. A Controlling Person who is a Beneficial Owner
with a tax residence solely in the United States is not required to complete and sign Appendix 2.
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CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0031545
CONFIDENTIAL SDNY_GM_00177729
EFTA01345288
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