EFTA01493101.pdf

FINANCIAL TRUST COMPANY INC ACCT. W23930001 For the Period 5/1/12 to 5/31/12 Trade Date Type Per Unit Rutted Sett* Date Selection Method Description Quantity Amount Proceeds Tax Cost Gaintoss Settled Sales/Maturities/Redemptions 5/2 Sale HARTFORD FINL SVCS GRP PFD 7 7/8% 0 26.4247 (37,000.000) 28.374 975,841.99 (925,000.00) 50,841.99 S 5/7 FIFO 977,713.90 BROKERAGE 1,850.00 TAX 8/OR SEC 21.91 J.P. MORGAN SECURITIES LLC (ID: 416518-50-4) 5/2 Sale LPL INVESTMENT HOLDINGS INC 0 34.68944 (3,600.000) 34.639 124,699.18 (124,200.00) 499.18 S 5/7 FIFO 124,881.96 BROKERAGE 180.00 TAX 8/OR SEC 2.80 J.P. MORGAN SECURMES LLC (ID: 50213H-10.0) 5/3 Sale NAVIOS MARITIME PARTNERS LP 0 15.58 46,740.00 (3,000.000) 15.53 46,588.95 (47,040.00) (451.05) S 5/8 FIFO BROKERAGE 150.00 TAX 8/OR SEC 1.05 J.P. MORGAN SECURITIES LLC (ID: Y62267-10-2) 5/3 Sale CARLYLE GROUP/THE 0 22.031 110,155.00 BROKERAGE (5,000.000) 21.981 109,902.53 (110,000.00) (97.47) S 5/8 FIFO 250.00 TAX 8/OR SEC 2.47 J.P. MORGAN SECURITIES LLC (ID: 14309L-10-2) 5/3 Sale PACIFIC COAST OIL TRUST 0 20.01288 900,579.60 (45,000.000) 19.962 896,309.42 (900,000.00) (1,690.58) S 5/8 FIFO BROKERAGE 2,250.00 TAX 8/OR SEC 20.18 J.P. MORGAN SECURMES LLC QD: 694103-10-2) 5/7 Sale AMERICAN INTERNATIONAL GROUP INC NEW 6 30.58001 (5.000.000) 30.529 152.64682 (152,500.00) 148.62 S 5/10 FIFO 152,900.05 BROKERAGE 250.00 TAX 8/OR SEC 3.43 J.P. MORGAN SECURITIES LLC (ID: 026874-78-4) 5/8 Sale CALUMET SPECIALTY PRODUCTS PARTNERS L.P. 0 (2,000.000) 24.249 48,496.91 (51,000.00) (2,501.09) S 5/11 FIFO 24.30 48,600.00 BROKERAGE 100.00 TAX 8/OR SEC 1.09 J.P. MORGAN SECURITIES LLC (ID: 131476-10-3) 5/9 Sale DYNAVAX TECHNOLOGIES CORPORATION 0 4.04531 (18,000.000) 3.995 71,913.94 (76,500.00) (4,586.06) S 5/14 FIFO 72,815.58 BROKERAGE 900.00 TAX 8JOR SEC 1.64 J.P. MORGAN SECURMES LLC (Ia. 268158-10-2) JP Morgan Account W23560001 Page 21 of 25 Consolidated Statement Page 24 Confidential Treatment Requested by JPMorgan JPM-SDNY-000 15934 Chase CONFIDENTIAL SDNY_GM_00285132 EFTA01493101