EFTA01388747.pdf

Case #: 01977698 Relationship: SOUTHERN FINANCIAL RELATIONSHIP Customer Name: Customer Number: Reason for Rejection:1) Please provide ID for 2) Please provide full signing authority document for Neptune LLC. 3) Please re-run research for Jeffrey Epstein & Erike Kellerhals with the country as Virgin Islands, US. 4) The google search for Darren Indyke has a few negative articles regarding Jeffrey Epstein's foundation and also has court cases against Jeffrey Epstein. Please address them under section 4D "Please summarize any negative results from the database searches indicated above:" 5) Please indicate where we can locate the IDs for Darren Indyke and Richard D Kahn. 6) Please provide the FinCEN CDD Form. 7) Due to recent DB Force enhancements, all structured country fields (i.e., those converted to drop downs and multi pick lists) must be populated in the KYC Wizard. Please ensure these fields are completed for all KYC parties. 8) Please explain in detail the purpose of each account. You can add this in the "What is the purpose of the account. 9) Please provide SOW verification. Let me know if any queries, thanks. Kind Regards, Vijay Sawant KYC Case Representative Deutsche CII3 Centre Private limited - Deutsche Bank Group Wealth Management Bt, DB Centre Matthaei Nirlon Knowledge Park, Western Express Highway Gore aon East, Mumbal 400063, India CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0092479 CONFIDENTIAL SDNY_GM_00238663 EFTA01388747