EFTA01454882.pdf

office: l Cell Tazia Smith--07/23/2014 04:17:49 PM—Classification: For internal use only Paul - YTD total and specifics below. $37,018 in 2013. From: To: Cc: Date: 07/23/2014 04:17 PM Subject: Re: Southern Financial revenues Classification: For internal use only Paul - YTD total and specifics below. S37,018 in 2013. Account RM 'Description Trade Date SC (USD) Total RC (l193) RCP RC (USD) Epstein Morns USDCAD Call Spread 1/37/2014 8.900 Epstein Morris USD1RY 3m0 Call 1/31/2014 13,000 Epstein Morris USDCAD Unwind 3/6/2014 5,000 Epstein Morris US0RUB Binary 3/13/2014 3,250 1,625 Epstein Morns WI" Risk Reversal' 3/13/2014 3,450 Epstein Morris Copper Call 4/3/2014 2,500 3,250 Epstein Morris Nationwide** 4/15/2014 TBD Epstein Morris EURUSD Risk Reversal 6/6/2014 0 0 0 Epstein Morris Copper Call Unwind 7/2/2014 1,250 625 'Euros converted at 1.38 30,350 7,000 3,500 ee Andrew McNeill LF-RNFIN2 OTC Total: 33,850 Listed Total: 57,686 Total: 91,536 Tazia Smith CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0113296 CONFIDENTIAL SONY GM_00259480 EFTA01454882