EFTA01363039.pdf

EXPERIENCED TEAM Name `Title/Responsibility Start Education Previous Firms Richard L. Selvala, Jr. CEO and Co-Founder 2008 - 06 Harvard Business School (MBA - 1990); Credit Suisse; UBS; General Motors Portfolio Manager (CYES, VAF, (ES) University of Michigan (BS in Mechanical Engineering - 1985) Curtis F. Brockelman, Jr. President and Co-Founder 2008 - 04 Duke University (Economics - 1991) Perth Bay Partners; Citigroup Chief Risk Officer; Chief Compliance Officer Allan Kennedy, CFA Partner 2009 - 05 Columbia University (MBA. 2000k Credit Suisse; Morgan Stanley; Head of Marketing University of Glasgow (BSc - 1993) Accenture Michael J. Zigmont, CFA Partner 2008 - OS Dartmouth College (BA in Engineering Sciences - 1996) Morgan Stanley; Credit Suisse Head of Trading & Research Dennis Davin Partner 2013 - 05 Florida Institute of Technology (B.S. in Bus Adm - 1988) Macquarie Bank; Credit Suisse; Co-Portfolio Manager (LSR and PPP) Wolverine Trading 11C Josh Diva Partner 2013 - 05 University of Chicago (PAS in Financial Mathematics - 1998); Attalus Capital; Croft Suisse; Co-Portfolio Manager (LSR and PPP) University of Wisconsin in Madison (BS in Chem Eng - 1995) Societe Generale Ken Kwalik Managing Director 2016 - 02 Carnegie Mellon University (BS in Econorrics - 2000) Goldman Sachs; Credit Suisse: Co Portfolio Manager (PWS and CWS) SLK-Hull Derivatives (GS) Tim Knowles Managing Director 2016 • 05 Duke University (Economics 1999) Credit Suisse; Tahoe Trading; Co-Portfolio Manager (PWS and CWS) Sofia Capital Management Morton L. Fearey II Managing Director 2015 - 10 Bates College (BA in Psychology - 1988) Westfield Capital Management; Santander Global Advisors; PanAgora Asset Management; State Street P. Joseph Clough Chief Financial Officer 2015 - 03 Lynchburg College (Accounting 1992) RarriuS Capital Group; Zurich Capital Markets; Tudor Investment Corp Andrew Payne, CFA Vice President of Marketing and Administration 2011 - 07 Washington and Lee University (BA in Economics - 2010) Los Angeles Clippers Nick Rigby Vice President of Operations 2013 - 03 Ithaca College (BS in Applied PsyCholcigy - 1994) 085; NorthCoast Asset Management; Smith Barney Yirong Li, CFA Chief Technology Officer 2013 - CG Columbia University (MBA • 2004); Credit Suisse New Jersey Institute of Technology (MS in Ind Eng - 1994); South China University of Technology (BS in Elct Eng 1992) Josh Jennings Chief InfoirnatIon Officer 2015-03 University of Central Florida Jeffenes & Company: Actimize: Credit Suisse; Donaldson, Lufkin & Jenrette Andrew Costagliola Associate of Operations 2017-01 St John's Unversity (MBA 2005) Credit Suisse; Donaldson, Lufkin & Jenrette SUNy Albany (BA in Cornrnunications - 1999) For full biographies and other information, ph:.) WWW.harVeSIVOIMMCOM CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052881 CONFIDENTIAL SDNY_GM_00199065 EFTA01363039