📄 Extracted Text (66 words)
6. NYSE. AMEX or NASDAQ equity and Mutual flout shares valued at less than $10 00per share will be given a kfammum Advance gate
of0% (Zero) and will not be accexed as Collate:al
Advance mites!or Mutual Funds are subject to other internal guidelines and exposure limits aim effort!mu lane to
Confidential
Confidcntiol
4417812
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0041364
CONFIDENTIAL SDNY_GM_00187548
EFTA01355997
ℹ️ Document Details
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94ed60c500dd3f79655aa8b6a9eb3e1a20f9a9da3d7568b3128acc281736f932
Bates Number
EFTA01355997
Dataset
DataSet-10
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document
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1
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