EFTA01451054.pdf

e an 31 Dec 2013 SOUTHERN FINAN Pane 2 Of 2 Dautthe Bank AO SOUTHERN FINANCIAL, LLC PX•Options Settlement Not. Ccy Not. Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAnit 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USD) 366364435✓ SOUTHERN EXOPTK)11 21-trov.2013 20.11ov.2014 25-Nov-2014 0.000033 001 USD 101.030.000 RV SHORT ELROPEAN CALL 101 0003 ;611.- tk e.:'.1 710423459 EiNANCIAL.LLC 366364435/ SOUTHERN EXOPTION 214lor-2013 20-Nov-2014 25-Nov-2014 (21.000.00) USD 0 JPY LONG ELRCPEAN 0.000D 11,075 73 710423461 FINANCIAL, LLC 366364436/ SOUTHERN EXOPTION 2144,4013 20-Nov.2014 25-Nov.2014 121,000 C6.1 USD 0 SY LONG EUROPEAN 0,0000 9 748 73 710423463 FINANCIAL, LLC 366354439 SOUTHERN EX OPTION 21-Noir.2013 20-Nov.2014 25-Nov.2014 421.0 col USD 0 PY LONG EUROPEAN O0000 8 543 50 7104230 FINANCIAL. LLC Subtotal: cf2 1R2 69' Litt (32,182.69) Statement ID : 182298_20131231_2014010t1 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 107197 CONFIDENTIAL SDNY_GM_00253381 EFTA01451054