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Amendment #4 Page 311 of 868
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n additon. each of the investors in the Private Placements has agreed with the underwnters subject to certain excepthons, not to dispose of any of their common stock or
securities converttle into or exchangeable for shares of common stock reoehred n the Private Placements dunng the pencd from the date of this prospectus cononuing
trough the date 180 days after Ire date of this prospectus, except with the prior written consort of J P. Morgan Securities LLC, Barclays Capital Inc.. Ceigroup Global
Markets Inc and Morgan Stanley 8 Co LLC.
The restrittore ri the immediately preceding escarp'', do not apply to
• any hedging transaction. inducing any shod sae (whether or not against the box) a any purchase. sale or grant of any right (including willott limitation. any the or
call option) with respect to any security that inc Votes. relates to or derives any signectre part of its value from the Class A common stock, and
• certain other transfers, including. but not limited lo. transfers of shores of our Clan A moron stock a seasibes convertible into or exchangeable for Wares of our
Class A common stock pursuant to a tone fide thrd.parly tender offer, merger, consolidaten or other similar transaction and in certain other tansadiors not involving
a disposition for value
Renova has agreed with Global, subtract 10 Certain exceptions. not to dispose of any of our Class A common stock received as Compensation in the Rerova Transaction
poor to the so/north anniversary from the dosing date of the acqueroonof the Salvador and Bahia projects Global nay newt agree to wane the foregoing restrotons
weed the pror written consent of J P Morgan Seasttes LLC, Barclays Capital Inc.. Citipsoup Global Markets Inc and Morgan Stanley & Co LLC ire restnctons in the
mmedatery precedrg paragraph do not apply to
any pledge of such shares of oil Class A carrnon stock as cdlateral n connection with a financing;
• making any short sae of, °carting arty option for re pJrchase of, or entering into any hedging or smear transacton with the sane ecoromc effect as a shed sale of
any such stares of our Class A common stook, and
• terders of such shares of our Class A common stoat in response to a tender offer or exchange
the have agreed to indermify the several underwriters against cerlan habitats. including Imbibes under the Securities Act
We have applied to list di Class A common stock on the NASDAQ Global Select Market under the symbd 'GLBL '
At our request the isdeneters have reserved cc to 5% d the shares for sae at the initial public offering price to persons who are dreads, officers or employees, or
who are otherwise associated with us through a deeded share program The number or shares available for sale to the general public *el be reduced by the flouter of
drected shares purchased by partotharts in the program Except for certain of our lancers directors and employees who have entered into bcka.p aareements, each
person buying snares through the deeded share program has agreed that for a period of 90 days from the date of the prospect's, he or she win not, without the poor
wntten consent of J P Morgan Secuties LLC, Barclays Captal Inc . Cmgroip Global Markets inc and Morgan Stanley & Co LLC dspose d a hedge any shares or any
secuibes oonvende into or exchangeable for our common sleek with rested to shares purchased in the program. Any deeded shares rot purchased we be offered by
the urdownters to the general pthlic on the same base as all otter shares offered We rave agreed to indemnify the several underwriters against certain betties and
expenses. Indixting liabilities 'rider the Securities Pd. in connection with the sates of the drected shares
In connection with eve Wenn°, the undenienlers may engage in stabIzirg transactors Which involves mere bets for, No/ening and selling shares in the open market
for the purpose d preventing or retardrg a decline in the market price of the Class A CCOIMOCI stock wise the offenng e n progress These stabilizing transactors
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http://cfdocs.btogo.com:27638/cf/drv7/pub/edgar/2015/07/20/0001193125-15-256461/d78... 7/20/2015
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0058268
CONFIDENTIAL SDNY_GM_00204452
EFTA01366740
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