EFTA01368130.pdf

Tn party Agent N C'aSS2fication SIC Cede 6159 CIass:fication Bundesbank Sec!or Code 9126 Business Relationship • Adoption Business Unit Status BR Name Adoption Entity View BR Participant Role Adoption Date Location Name Southern Financial. Principal 26/07/2017 Inactive United Kingdom Markets DB AG (London) 1007494283 LLC_Markets_NSP Southern Financial, Principal Inactive United States Markets DBSI 1007494283 20/01/2015 LLC_Markets_NSP Southern Financial Active United Kingdom Markets DB AG (London) 1010240825 Agent 15/07/2016 LLC_Markets_NSP Southern Financial, Uc AC Principal Inactive United States Markets DBSI 1014449003 08/12/2017 ORDER_Markets_NSP Related Parties • Folder ID Entity Type Entity Name MASTER-57623 Ultimate Beneficiary Owners Jeffrey Edward Epstein MASTER-57623 Legal Representative Jeffrey Edward Epstein Entity Information Eligible Eligible Deferral Deferral Deferral Last Next Conditional Conditional Migration KYC AdoptionCalculation Risk for For Activation Review Review Approval Deferral Approval Fla Expiration Date Status Location Reason Ratingexpiratierf Expiry DateEscalation Deferral g Date Date Date Date Status Date Yes 01/01/197003/09/201801/01/19702018051720190517Completed DE High 03/09/201901/01/1970 01/01/197001011197001/01/19702018051720190517Completed Global No No GB HIGH 01/01/197001/01/1970 true Standard 01/01/197001/01/197001/01/19702015011620160116Completed US High 01/01/197001/01/1970 true Page 3 CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0059791 CONFIDENTIAL SDNY_GM_00205975 EFTA01368130