EFTA01373970.pdf

From: Tazia Smith Sent: 3/30/2017 10:58:15 AM To: Richard Kahn CC: Stewart 0ldfie Jeanne Brennan ahe Stepanian Subject: RE: App a transfer to Merrill Lynch ICI Classification: Confidential Received. Per our conversation, please confirm with your Merill advisor what the settlement date is over there? Do not want JE to be DK'd by them if transfer/settlement dates don't match. I'll move forward with the ops team on our side and follow up with any questions. Thank You, Tazia From: Richard Kahn Sent: Thursday, Marcti rilifi ll To: Tazia Smith Cc: Stewart Oldfield; Jeanne Brennan Subject: Apple transfer to Merrill Lynch Can you please transfer 100,000 shares from southern financial Llc to Merrill southern trust account 1. Please send shares to DTCC Participant # 2251 Agent ID 26320 FFC 603118.1 Southern Trust Company, Inc. Please call me with any questions. Thank you. Richard Kahn HBRK Associates Inc 575 Lexington Avenue, 4th Floor New York, NY 10022 Phone Fax Cell CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0068435 CONFIDENTIAL SDNY_GM_00214619 EFTA01373970