EFTA00283295.pdf

Schwab One® Account of Account Number TAX YEAR 2018 LESLEY KATHERINE GROFF chades DESIGNATED BENE PLAN/TOD FORM 1099 COMPOSITE SCHWA B & YEAR-END SUMMARY Date Prepared: February 8, 2019 Recipient's Name and Address Your Consultant 02,08.67565.YEIA1507 '1-5 Anamika Madan LESLEY KATHERINE GROFF VP. Financial Consultant DESIGNATED BENE PLAN/TOD Items for Attention Important Official IRS Form(s) 1099 Enclosed • Schwab provides your Form 1099 tax information as early and as accurately as The report in this package contains your income tax return documents and possible. However, some issuers may provide new information about their year-end summary. Please retain this package for tax preparation purposes. securities after the IRS Form 1099 mailing deadline. If Schwab receives updated information from issuers of securities you-hold. we are required by the IRS to send For tax advice, please consult with a qualified tax advisor, CPA. or financial you a CORRECTED Form 1099 with changes clearly highlighted. Please plan your planner. tax preparation accordingly. • You can also log into schwab.com/reports to view your documents securely online To contact Schwab: and visit schwab.comigopapedess to manage your delivery preferences. If you have any questions or need additional information about your Form(s) 1099 or your year-end summary, please call 1-800-435-4000, 24 hours a day, • Please refer to the enclosed insert(s) for additional information. 7 days a week. We're always here for you. To contact the IRS: Tax questions for individuals: 1-800-829-1040 Tax questions for businesses: 1-800-829-4933 To order tax forms or publications: 1-800-829-3676 To pay taxes by credit card: 1-888-272-9829 For additional information and to print forms and publications, visit www.irs.gov. O2019 Charles Schwab S Co.. Inc. Al sigh's reserved. IA:mbor SIPC. (0119-9174) Page 1 of 7 EFTA00283295  Schwab One& Account of Account Number TAX YEAR 2018 LESLEY KATHERINE GROFF charles DESIGNATED BENE PLAN/TOD FORM 1099 COMPOSITE SCIIIVAB & YEAR-END SUMMARY Date Prepared: February 8, 2019 Your Form 1099 Composite may include the following Internal Revenue Service (IRS) forms: 1099-DIV, 1099-INT, 1099-MISC, 1099-B and 1099.OID. You'll only receive the form(s) that apply to your particular financial situation and please keep for your records. Please note that Information in the Year-End Summary is not provided to the IRS. It is provided to you as additional tax reporting information you may need to complete your tax return. Table of Contents Page FORM 1099 COMPOSITE 3 Form 1099-DIV 3 YEAR-END SUMMARY 5 Interest & Dividends 5 Detail Information of Dividends and Distributions 5 Terms and Conditions 7 O2019 Charles Schwab S Co.. Inc. Al sigh's resanoct. IA:mbor SIPC. (0119-9174) Page 2 of 7 EFTA00283296  Schwab One.; Account of Account Number TAX YEAR 2018 LESLEY KATHERINE GROFF Charles DESIGNATED BENE PLANTOD FORM 1099 COMPOSITE SCHWAB Date Prepared: February 8. 2019 Recipient's Name and Address Payer's Name and Address LESLEY KATHERINE GROFF CHARLES SCHWAB & CO., INC. DESIGNATED BENE PLAN/TOD 211 MAIN STREET SAN FRANCISCO. CA 94105 Telephone Number: Taxpayer ID Number Account Number: Federal ID Number: MII Dividends and Distributions— 2018 Form 1099-DIV Department of the Treasury-Internal Revenue Service Copy B for Recipient (OMB No. 1545-0110) Box Description Amount Total 1a Total Ordinary Dividends 2,160.03 (Includes amount shown in box 1b lb Qualified Dividends 918.22 2a Total Capital Gain Distributions 3,967.22 (Includes amounts shown in boxes 2b, 2c and 2d) 2b Unrecap. Sec. 1250 Gain 0.00 2c Section 1202 Gain 0.00 2d Collectibles (28%) Gain 0.00 3 Nondividend Distributions 0.00 4 Federal Income Tax Withheld 0.00 5 Section 199A Dividends 0.00 6 Investment Expenses 0.00 7 Foreign Tax Paid 0.00 8 Foreign Country or U.S. Possession 9 Cash Liquidation Distributions 0.00 10 Noncash Liquidation Distributions 0.00 11 Exempt-interest Dividends 0.00 12 Specified Private Activity Bond Interest Dividends 0.00 13 State 14 State Identification No. 15 State Tax Withheld 0.00 FATCA Filing Requirement ❑ This Is Important tax information and is being furnished to the Internal Revenue Service. II you are required to file a return, a negligence penalty or other sanction may be imposed on you it this income is taxable and the IRS determines that it has not been reported. 2019 Charles Schwab it Co.. Inc. Al rights reserved. IA:mbor SIPC.40119-9114) Page 3 of 7 EFTA00283297  Schwab One® Account of Account Number TAX YEAR 2018 LESLEY KATHERINE GROFF chades DESIGNATED BENE PLAN/TOD FORM 1099 COMPOSITE SCHWAB INSTRUCTIONS FOR RECIPIENTS OF FORM 1099 1099-DIV: Dividends and Distributions Recipient's taxpayer Identification number (TIN). For your protection, this form may show only Box 3. Shows the part of the distribution that is nontaxable because it is a return of your cost (or the last four digits of your TIN (social security number (SSN). individual taxpayer identification other basis). You must reduce your cost (or other basis) by this amount for figuring gain or loss when number (ITIN), adoption taxpayer identification number (ATIN). or employer identification number you sell your stock. But if you get back all your cost (or other basis). report future distributions as (EIN)). However, the issuer has reported your complete TIN to the IRS. capital gains. See Pub. 550. FATCA filing requIrement.if the FATCA filing requirement box is checked. the payer is reporting Box 4. Shows backup withholding. A payer must backup withhold on certain payments if you did not on this Form 1099 to satisfy its chapter 4 account reporting requirement. You also may have a give your TIN to the payer. See Form W-9. Request for Taxpayer Identification Number and filing requirement. See the Instructions for Form 8938. Certification, for information on backup withholding. Include this amount on your income tax return as tax withheld. Account number. May show an account or other unique number the payer assigned to distinguish your account. Box 5. Shows dividends eligible for the 20% qualified business income deduction under section 199A. See the Instructions for Form 1040. Box 1a. Shows total ordinary dividends that are taxable. Include this amount on the 'Ordinary dividends' line of Form 1040. Also, report it on Schedule B (1040). if required. Box 6. Shows your share of expenses of a nonpublicly offered RIC. generally a nonpublicly offered mutual fund. This amount is included in box 1a. Box 1b. Shows the portion of the amount in box la that may be eligible for reduced capital gains rates. See the Form1040 instructions for how to determine this amount and where to report. Box 7. Shows the foreign tax that you may be able to claim as a deduction or a credit on Form 1040. See the Form 1040 instructions. The amount shown may be dividends a corporation paid directly to you as a participant (or beneficiary of a participant) in an employee stock ownership plan (ESOP). Report it as a dividend Box 8. This box should be left blank if a RIC reported the foreign tax shown in box 7. on your Form 1040 but treat it as a plan distribution. not as investment income. for any other purpose. Boxes 9 and 10.Shows cash and noncash liquidation distributions. Box 2a. Shows total capital gain distributions from a regulated investment company (RIC) or Box 11. Shows exempt-interest dividends from a mutual fund or other RIC paid to you during the real estate investment trust (REIT). See How To Report in the Instructions for Schedule D calendar year. See the Instructions for Form 1040 for where to report. This amount may be subject to (Form 1040). But, if no amount is shown in boxes 2c-2d and your only capital gains and losses backup withholding. See Box 4 above. are capital gain distributions. you may be able to report the amounts shown in box 2a on your Form 1040 rather than Schedule D. See the Form 1040 instructions. Box 12. Shows exempt-interest dividends subject to the altemative minimum tax. This amount is included in box 11. See the Instructions for Form 6251. Box 2b. Shows the portion of the amount in box 2a that is unrecaptured section 1250 gain from certain depreciable real property. See the Unrecaptured Section 1250 Gain Worksheet-Line 19 Boxes 13.15. State income tax withheld reporting boxes. in the Instructions for Schedule D (Form 1040). Nominees. If this form includes amounts belonging to another person. you are considered a Box 2c. Shows the portion of the amount in box 2a that is section 1202 gain from certain small nominee recipient. You must file Form 1099-DIV (with a Form 1096) with the IRS for each of the business stock that may be subject to an exclusion. See the Schedule D (Form 1040) instructions. other owners to show their share of the income. and you must furnish a Form 1099.DIV to each. A spouse is not required to file a nominee return to show amounts owned by the other spouse. See the Box 2d. Shows 28% rate gain from sales or exchanges of collectibles. If required. 2018 General Instructions for Certain Information Returns. use this amount when completing the 28% Rate Gain Worksheet-Line 18 in the Instructions for Schedule D (Form 1040) Future developments.For the latest information about the developments related to Form 1099.DIV and its instructions, such as legislation enacted after they were published, go to www.irs.gov/Fonn109901V O2019 Charles Schwab a Co.. Inc. Al tighls resanoct. IA:mbor SIPC. (0119-9174) Page 4 of 7 EFTA00283298  Schwab One.; Account of Account Number TAX YEAR 2018 LESLEY KATHERINE GROFF (17a DESIGNATED BENE PLANITOD YEAR-END SUMMARY St !MAR YEAR-END SUMMARY INFORMATION IS NOT PROVIDED TO THE IRS. Date Prepared: February 8, 2019 The Information in this and all subsequent sections is not provided to the IRS by Chades Schwab. It is provided to you as additional tax reporting information you may need to complete your tax return. INTEREST & DIVIDENDS The information in the following sections may be helpful for, but not limited to, Schedule B. Please consult with your tax advisor or financial advisor regarding specific questions. Detail Information of Dividends and Distributions CUSIP Paid/Adjusted In Description Symbol Number Paid in 2018 2019 for 2018 Amount Ordinary Dividends Non•Qualified Dividends JANUS HENDERSON GLBL JORNX 471023648 $ 0.00 $ 6.75 $ 6.75 SCHWAB BALANCED FUND SWOBX 808509863 $ 0.00 $ 1,208.02 $ 1,208.02 SCHWAB S&P 500 INDEX FD SWPPX 808509855 $ 0.00 $ 7.35 $ 7.35 Total Non-Qualified Dividends (Included in Box la) $ 0.00 $ 1,222.12 $ 1,222.12 Short-Term Capital Gains JANUS HENDERSON GLBL JORNX 471023648 $ 0.00 $ 17.97 17.97 SCHWAB BALANCED FUND SWOBX 808509863 $ 2.47 $ (0.82) 1.65 SCHWAB S&P 500 INDEX FD SWPPX 808509855 $ 2.20 $ (2.13) 0.07 Total Short-Term Capital Gains (Included in Box la) $ 4.67 $ 15.02 19.69 Qualified Dividends JANUS HENDERSON GLBL JORNX 471023648 $ 123.04 $ (24.72) 98.32 SCHWAB BALANCED FUND SWOBX 808509863 $ 1,818.48 $ (1,207.20) 611.28 SCHWAB S&P 500 INDEX FD SWPPX 808509855 $ 213.84 $ (5.22) 208.62 Total Qualified Dividends (Box lb and included in Box la) $ 2,155.36 $ (1,237.14) 918.22 Total Ordinary Dividends (Box la) 2,160.03 $ 0.00 2,160.03 (Total Non-Qualified Dividends, Short-Term Capital Gains and Qualified Dividends) O 2019 Charbs Schwab b Co.. Inc. Al rights reserved. Mamba SIPC. 40119.9114) Pages of 7 EFTA00283299  Schwab One® Account of Account Number TAX YEAR 2018 LESLEY KATHERINE GROFF charles DESIGNATED BENE PLAN/TOD YEAR-END SUMMARY sciINVAB YEAR-END SUMMARY INFORMATION IS NOT PROVIDED TO THE IRS. Date Prepared: February 8, 2019 The information in this and all subsequent sections is not provided to the IRS by Charles Schwab. It is provided to you as additional tax reporting information you may need to complete your tax return. Detail Information of Dividends and Distributions (continued) CUSIP Paid/Adjusted In Description Symbol Number Paid In 2018 2019 for 2018 Amount Capital Gain Distributions Long-Term Gain JANUS HENDERSON GLBL JORNX 471023648 892.98 $ 0.00 892.98 SCHWAB BALANCED FUND SWOBX 808509863 3,031.30 $ 0.00 3,031.30 SCHWAB S&P 500 INDEX FD SWPPX 808509855 42.94 $ 0.00 42.94 Total Long-Term Gain (Included in Box 2a) 3,967.22 $ 0.00 3,967.22 Total Capital Gain Distributions (Box 2a) 3,967.22 $ 0.00 3,967.22 O 2019 Charles Schwab b Co.. Inc. Al rights reserved. IA:mbor SIPC.40119-9114) Page 6 of 7 EFTA00283300  Schwab One. Account of Account Number TAX YEAR 2018 LESLEY KATHERINE GROFF 4856-6718 Charles DESIGNATED BENE PLANTOD FORM 1099 COMPOSITE SCHWAB & YEAR-END SUMMARY Date Prepared: February 8. 2019 TERMS AND CONDITIONS GENERAL INFORMATION IN CASE OF QUESTIONS:If you have questions about this report or about specific Schwab accounts or Schwab One transactions (other than wire transfers or check transactions), contact Form 1099-Composite Schwab at 1.800.435.4000. If you have a complaint regarding your Schwab statement or our For U.S. taxpayers, the information reported to you on Form 1099 is given to the Internal Revenue products and services, please write to the Client Advocacy Team at Charles Schwab & Co., Inc., Service (IRS). Form 1099-Composite is comprised of the following substitute forms: 1099-DIV, Attention: Client Advocacy Team, 211 Main St.. San Francisco, CA 94105. Outside of the U.S., call 1099-INT, 1099-MISC. 1099-0ID, and 1099-8. The form(s) you receive in Form 1099 Composite +1.415.667-5009. depends on the income reportable to the IRS. Year-End Summary The information in the Year-End Summary is provided to you as a courtesy, should you need additional information when completing your tax return. When relevant, IRS box numbers are referenced to indicate individual items that make up the totals appearing on your Form(s) 1099. With the exception of the totals reported In the IRS box numbers referenced. Charles Schwab does not provide the details of the Year-End Summary to the IRS. We recommend that all customers consult their investment and tax advisors prior to using this information. Corrected Form 1099 and Year-End Summary We are required to send you a corrected form with the revisions clearly marked when we receive updates or revisions to Information contained In the form. This generally occurs if one or more of the issuers of the securities in your account reallocated certain income distribution (e.g., dividends or capital gains) after we mailed your original Form 1099. Asa result, the supplemental Information in Year-End Summary may be updated. Upon receiving a corrected form, you may want to consider filing an amended return based on the changes in your taxable income as reported on your corrected Form 1099. We suggest that you consult with a qualified tax advisor. CPA. financial planner, or investment manager before you proceed. Duplicate Form 1099 and Year-End Summary If you request a duplicate Form 1099. please be aware that Schwab uses the most up-to•date information available at the time of the production. Thus. your duplicate Form 1099 and Year-End Summary may have more up•to-date information than the original Form 1099. Realized Gain or (Loss) in Year-End Summary The Realized Gain or (Loss) section provides Information for all your realized gain or (loss) transactions during the tax year. It contains all transactions included in the Form 1099-B as well as transactions that are not reported on Form 10998 (for example: sales and expirations of noncovered option activities, cash in lieu under $20. bankruptcy, and worthless securities). This supplemental information is believed to be accurate as of the date the data was compiled but they may not be updated for any corrections after the data was initially compiled. O 2019 Charles Schwab b Co.. Inc. Al rights reserved. lAmbor SIPC.40119-9174) Page 7 of 7 EFTA00283301 charles SCI!WA B EFTA00283302