EFTA01373032.pdf

Classification: For internal use only Hello All, Please note that the UBO verification document is signed by the alleged UBO himself and may not be accepted as such. Please follow the CB&S U.S. AML Due Diligence Requirements to verify ownership: Obtain information on the organizational structure of the customer to the natural person level (direct or indirect UBOs of 25% or greater). Such information may be obtained through one or more of the following methods: • Organizational Chart OR • Letter/e-mail from Internal Counsel, Compliance Officer or Senior Manager (e.g., Control person) OR • Letter/e-mail from External Counsel OR • Use of publicly available information (e.g., trusted website) OR • Use of documentation (e.g., Registry Filing, legal document, etc.) Should you have any questions, please contact us. Thank you, US CB&S AML Compliance AML Compliance Deutsche Bank Securities Inc Compliance RumitrwitrPernow Sujith Shetty--12/15/2014 03:49:38 PM---Classification: For internal use only Hi Team, Attached below is the EDD Package for RID - ONB - 1 Sujith Shettyklbiebcom ROPY US-CB SAMUdbidbcomktDBAMERICAS. To. Manikandan MuraliehararVebrelbcom©DBAPAC. John VargheseMbklbcomaDBAMERICAS. CAGNY NCAARiMbcan.DBAmericas Cc: 12/1512014 03:49 PM DS EDO package for the RID: ONB-120902 LKYCUS-3443 Party name : Southern Financial LW (I] &St Classification: For internal use only Hi Team, CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0067017 CONFIDENTIAL SDNY_GM_00213201 EFTA01373032