EFTA01422060.pdf

Sheet2 Account % Account Short Name: EPSTEIN Base CCY: USD Transaction Type : All Transactions Duration : 1 Week DATE TRADE DATE STLMNT DATE SEC. DESCRIPTION SYMBOL BUY/SELL QUANTITY PRICE NET AMT. (TRANS. CCY) COMM. SALES CREDIT ACTIVITY 11/1/2017 11/1/2017 11/3/2017 ALTAIR ENGR INC CL A COM ALTR SELL -320 0 17.19119 54876.53 128 0 Sell -3200.00000 share(s) of ALTR at 17.1911 90000 11/2/2017 11/1/2017 11/3/2017 ALTAIR ENGR INC CL ACOM ALTR BUY 3200 13 -41600 0 1747.20 Buy 3200.00000 share(s) of ALTR at 13.000000000 11/3/2017 11/3/2017 11/7/2017 AQUANTIA CORP COM AQ BUY 2400 9 -21600 0 907.20 Buy 2400.00000 share(s) of AQ at 9.000000000 11/3/2017 11/3/2017 11/7/2017 AQUANTIA CORP COM AQ SELL -2400 9.08 48 21701.01 96 0 Sell -2400.00000 share(s) of AQ at 9.084800000 11/2/2017 11/1/2017 11/3/2017 CONSTELLIUM NV CL A ISINCIL00104 89522 CSTM BUY 8500 11 -93500 0 2550 Buy 8500.00000 share(s) of CSTM at 1 1.000000000 11/1/2017 11/1/2017 11/3/2017 CONSTELLIUM NV CL A ISIMINL00104 89522 CSTM SELL -8500 11.40 96551.76 340 0 Sell -8500.00000 share(s) of CSTM at 11.400000000 11/3/2017 11/3/2017 11/7/2017 ISHARES INC MSCI SOUTH KOREA CAPPED ETF EWY BUY 13000 75.80546 -985996.98 520 0 Buy 13000.00000 share(s) of EWY at 7 5.805460000 11/3/2017 11/3/2017 11/7/2017 ISHARES INC MSCI TAIWAN CAPPED ETF EWT BUY 26000 37.92921 -987205.46 1040 0 Buy 26000.00000 share(s) of EWT at 37.929210 000 11/3/2017 11/3/2017 11/7/2017 ISHARES TR CHINA LARGE-CAP ETF FXI BUY 21000 46.32864 -973747.44 840 0 Buy 21000.00000 share(s) of FXI at 46.328640 000 10/31/2017 10/31/2017 11/2/2017 JBS INVTS GMBH GTD SR NT REG S ISINIUSA29866AB53 7. 250% 04/03/24 B/E DTD 04/03/14 CLB CLB 04/03/19 8103.625 JBSAY4113909 BUY 2000000 99.0 65 -1992980.56 0 2500 Buy 2000000.00000 of JBSAY4113909 at 99.065000000 11/3/2017 11/3/2017 11/6/2017 PUT 100 CURENCYSHARES EURO TR EURO SHS EXP 01-19-188112.000OPTION ROOT= FXE FXE 01192018 P 112 SELL -2600 1.136954 287795.21 7800 0 Sell -2600.00000 Ps of FXE 01192018 P 112 at 1.136954000 11/2/2017 11/2/2017 11/3/2017 PUT 100 QUALCOMM INCEXP 11-17-17850.000 OPTION ROOT= QCOM QCOM 11172017 P 50 BUY 100 0.07 -726 20 0 Buy 100.00000 Ps of QCOM 11172017 P 50 at 0.070000000 10/31/2017 10/31/2017 11/2/2017 SERVICEMASTER CO NT 7.250% 03/01/38 B/E DTD 03/02/9 8 N/C SVM.GD BUY 70000 104 -73665.93 0 87.50 Buy 70000.00000 parV alue of SVM.GD at 104.000000000 SUM(J6:J18)=10784 SUM(K6:K18)=7791.90 TOTAL J19+K19=18575.9 &"arial unicode ms,Regular"Confidential EFTA01422060