EFTA01362921.pdf

From: Nina Tona Sent: 3/13/2018 1:16:26 PM To: Xavier Avila Davide-A Sferrazza Alastair Mackinlay CC: ;Joshua Shosha • Billy Obregon Subject: RE: GM KCP Bible - Action Plan - Update I KYC Priority List [II Classification: For internal use only Hi Team. Please see the below and advise if the rank priority is correct and help me fill the blanks highlighted in green. Once get your confirmation. will forward to Mat arid Rita to manage. KYC Responsible Responsible Trade Priority WM Client / New KYC Review Case Target Team dbcar ID - For - For Pending/Ne Rank Account Name KYC Date Manager Due Into/Docs Contact/CM Trade Date KCP O3 Capital 1012934358 Yes LATAM Global Fund Rita N/A Xavi A Nina T Shteynberg ASAP New Trade Southern KCP US 1007406812 No Financial LLC Zack Pending Martin / Nina T Bunimovich ASAP Trade KCP Tonelle Rita Pending 1001107167 No 3 LATAM Limited Xavi A Nina T Shteynberg ASAP Trade Anschutz KCP US Investments 1000078659 Yes Co N/A Martin L Nina I Aisha Khan ASAP Blue Media KCP Investments 1000622835 No LitTAM Rita Inc 5 Xavi A Nina T Shteynberg Fratelli KCP Investments 1000081408 No LATAM Limited 6 Billy O Nina T Aisha Khan New Trade Inversiones KCP Alabama N/A Yes Rita LATAM Limitada N/A Billy O Nina T Shteynberg KCP Colina LATAM Insurance 1007668198 No 9 AB Limited Rodrigo G Nina T 10 KCP Armory Fund 1000635214 No Billy O Nina T Rita CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052618 CONFIDENTIAL SDNY_GM_00198802 EFTA01362921