EFTA01358793.pdf

KYC Print Page 4 of 21 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summary 3A. Individual Details (for all parties) Individual's Name: Steven A. Tananbaum - 00000409097 Date of Birth: Country of Residence: USA Country of Citizenship: USA Address of primary residence: Profession/Occupation: Pnvate Equity Tax ID / SSN: Current Employer: GoldenTree Asset Management Position/Title/Stank: CEO & GO Address of employer: 300 Park Avenue, 21th Floor Rye NY United States 10022 Is the individual a Politically Exposed Person (PEP)?(if Ye4 desaybe) OYes RI No To the best of your knowledge, is the individual related to an employee of the O Family O Friendship None DB group?(ifFamily or Theo/ship, describe) To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral O Yes R No source, supplier of goods or services)?(if Yesdescribe) If applicable, indicate which bank officers have met Indicate where and when the client meeting(s) took place: the person: Client Oient Place Bank Officer Name(s) Bank Office: Private of Business: Other Location (specify): Date: Domicile: —1 El O J O J d El O r...., I._ j Wealth Details for this individual are not filled in, because they are the same as for the following person: 3B. Wealth Details (Only for parties requiring source of wealth description as indicated in Section 2) Nature of the Individual's Business: Private Equity ,....., ,....., Business Owner M Salary/Eamings LJInvestment LJ Inheritance/Gifts Summarize Source of Wealth: LI Other: Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did senior accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) In realtion to this kyc, Steve is ultimate beneficial owner of manager. Existing client see case 00127295. Mr. Tananbaum is the Senior Managing Member and Founding Partner of GoldenTree Asset Management, and heads its Investment Committee as CEO and Chief Investment Officer. GoldenTree is an investment management firm which manages a variety of absolute return strategies which invest in bank debt, high yield bonds, distressed debt, middle market loans, equities and real estate. Prior to forming GoldenTree, Mr. Tananbaum joined MacKay Shields as an investment specialist in 1989 and became head of their high yield group in 1991. In 1997, Mr. Tananbaum formed and was lead portfolio manager for its hedge fund area. MacKay Shields high yield mutual funds were rated by Lipper in the top 5% of all high yield mutual funds during the period June 1, 1991 through December 31, 1999. Prior to joining MacKay Shields, Mr. Tananbaum worked primarily on high yield and merger and acquisition transactions in the corporate finance department of Kidder, Peabody & Co. Estimated Annual Income 30,000,000.00 Estimated amount of investable assets(s): $50 MM - 100 MM (S): Estimated Net Worth(S): $100 MM - 500 MM Amount of assets planned to invest with PWM(S): https://dbforcepb.my.salesforce.com/servlet/senflet.Integration?lid=0 I N30000000D9Di... 5/18/2018 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0046736 CONFIDENTIAL SDNY_GM_00192920 EFTA01358793