EFTA01453406.pdf

I e an 24 Mat 2014 SOUTHERN FINAN Pap 2 Of 2 Request 182298 h. As of 24 Mar 14 ate. Deulths Bat AO SOUTHERN RNANCIAL, LLC I:S•00bss Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USD) SOUTHERN FxEurcepl 21.Noo-2013 20410%42014 25-Nov-2014 (1.000 COD CO, USD 101.®0,000 RY SHORT EUROPEAN CALL 1010000 :1,3 131 r:t1i FINANCIAL. LLC SOUTHERN FXOneBatOneT 21-Nov-2013 20-Not-2014 25-Nov-2014 (21.000.00) USD 0 PT LONG EUROPEAN 0.0000 13.346 26 FINANCIAL. LLC owhOpt SOUTHERN FXOneBarOneT 21-Nov-2013 20-Nov2014 25-Nor-2014 (21,000 00) USD 0 PT LONG EUROPEAN 0,0009 11,334 27 FINANCIAL. LLC ouchOpt SOUTHERN FXOnef3anOneT 21-Nov-2013 20-Nov.2014 25.Nov.2014 (21.000 ®I USD 0 PT LONG ElRCPEAN 0.0000 9,54307 FINANCIAL, LLC ouchOpt SOUTHERN FxEuroOpl 31-Jan-2014 01.May-2014 07-May-2014 (10.000.003 OD) USD 1,025000.000 PT SHORT ELIRCPEAN CALL 1025000 :87.0115i FINANCIAL. LLC SOUTHERN FXD9lalept 13-Mar-2014 14-Apr-2014 15-A9-2014 (1,000.000 OD) USD SHORT ELRCPEAN CALL 375960 (142114:0 FINANCIAL, LLC Subtotal: ;:(1 I x`574: Comiseddas -Dadneno Long! Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Ref. Entity Not.Amt 1 1 Strike Price MTM(USD) SOUTHERN FINANCIAL. Commodity 13-Mar-2014 15-May-2014 22-May-2014 LONG EUROPEAN WTI 103.00003 USD 0®00 .1::',1- .4(11 I.i) LLC Demative Subtotal: ; IX; t: I C;: Total: (351,510.54) Statement ID: 182298_20140324_20140325_1 The valuation Information set forth in this statement Is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0110971 CONFIDENTIAL SDNY_GM_00257155 EFTA01453406