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On May 23, 2017, at 12:06 PM, Tazia Smith wrote:
Classification: Confidential
Rich —
Closing the loop on today's trading, ROTH FP closed at 28 EUR on 12,414 daily volume.
DB did trade small today, — 3,000 shares, split between High Touch and Low Touch which is usually the
case for this name. The big International houses generally see Low Touch business, where the boutique
houses dominate the High Touch. DB has good relationship with many of these boutique shops that
work High Touch orders (as yours would be), so let us know if you'd like to discuss further per my prior
note about working smaller size.
Speak Soon,
Tazia
Cell:
From: Tazia Smith
Sent: Tuesday, May 23, 2017 6:19 AM
To: Delores Rubin; 'Richard Kahn'
Cc: Stewart Oldfield; Vahe Stepanian; Matt Glassman
Subject RE: Rothschild [C]
Rich - Just tried calling you. Please call Delores directly if you have follow through on this at
As team relayed, DB isn't (nor are we in touch with as agent) a marker maker on a full 100k
shares. But, Delores has market color and guidance on a market if you portion out that size and
can help facilitate.
Remember the market closes in Paris at 11:30am.
Tazia
Tazia Smith
Key Client Partners - US
Deutsche Bank Wealth Management
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0073194
CONFIDENTIAL SONY GM_00219378
EFTA01376799
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