EFTA00643674.pdf

From: Richard Kahn To: "Jeffrey E." [email protected]> Subject: Fwd: Secondaries at Wells Fargo Date: Wed, 02 Mar 2016 22:33:00 +0000 I) BANC - Banc of California stock closed at 15.77 and indication is 14.50-15.00 http://finance.yahoo.com/q;_ylt=AvJEzTZkfkalM3qADCZVQX3eAohG;_ylu=X3oDMTBxdGVyNzJxBHNIY wNVSCAzIER1c2t0b3AgU2VhcmNoIDEx;_ylrX3oDMTBzOTkyZWtoBGxhbmcDZW4tVVMEcHQDc2Vjd GlvbnMEdGVzdAM-;_ylv=3?uhb=uhb2&fr=uh3_finance_vert_gs&type=2button&s=banc 2) TSLX - TPG Specialty Lending stock closed at 16.84 and indication is 15.50-16.00 http://finance.yahoo.comiqiylt=AvbNPNIvHAhgYX WkjsogqF.FJF4? uhb=uhb2&fr=uh3 finance_vert_gs&type=2button&s=tslx both will price tonight or tomorrow am please advise if you would like me to indicate for shares thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 Begin forwarded message: From: Subject: Just sent prospectus. Date: March 2, 2016 at 4:39:24 PM EST To: BANC price will be between $14.50 and $15. Nice discount TSLX $16.42 price Robert L Karp, CFP®, CRPCO Managing Director, Wells Fargo Advisors LLC The Karp Executive Wealth Management & ESOP*Group 1211 Avenue of the Americas, 27th Floor New York, NY 10036 EFTA00643674 http://www.KarpExecGroup.wfadv.com "Employee Stock Options and Restricted Stock Plans BUY OR SELL ORDERS, FUNDS-TRANSFER REQUESTS, ADDRESS CHANGES, OR ANY OTHER INSTRUCTIONS REQUIRING YOUR SIGNATURE CANNOT BE ACCEPTED BY E-MAIL OR VOICE-MAIL. YOU MUST CONVEY THESE INSTRUCTIONS VERBALLY. To unsubscribe from marketing e-mails from. • An individual Wells Fargo Advisors financial advisor. Reply to one of hislher eanalls and type "Unsubscribe • in the subject line. • Wells Fargo and its affiliates: Unsubscribe at https://erawellsfargoadvisors.comhvallefargo-unsubscribe Neither of these actions will affect delivery of important service messages regarding your accounts that we may need to send you or preferences you may have previously set for other e-mail services. For additional information regarding our electronic communication policies. visit http://wellsfargoadvisors.com/disdosureeremail-disclosurs.html. Wells Fargo Advisors. LLC is a registered broker-dealer and separate nonbank affiliate of Wells Fargo 8 Company. Member FINRAVSIPC. 1 North Jefferson, St. Louis, MO 63103. This email may be an advertisement or solicitation for products and services. EFTA00643675