EFTA01384040.pdf

KYC Print Page 8 of 17 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summary 3A. Individual Details (for all parties) Individual's Name: Jeffrey Epstein Date of Birth: Country of Residence: USVI Country of Citizenship: USA Address of primary Litte Saint lames Saint Thomas 00802 US Virgin Islands residence: Profession/Occupation: Self Empolyed Tax ID / 5511: Current Employer: Southern Financial LLC Position/Tide/Rank: President Address of employer: 6100 Red Hook Quarter 83 St. Thomas, USV1 00802 Is tne individual a Politically Exposed Person (PEP)?(i, Yes, describe) F Yes 17 No To the best of your knowledge, is the individual related to an employee of the DB r Family r Friendship 17 None group?(ifFamily or Priem:15hp, describe) To the best of your knowledge, is the individual party to a non-banking relationship r with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of Yes F No goods or services)?(if Yes,describe) If applicable, indicate which bank officers have met the Indicate whe e and when the client meeting(s) took place: person: Client Private Client Place Bank Officer Name(s) Bank Office: Domicile: of Business: Other Location (specify): Date: Paul Morris r r 17 4/3/2013 F r r r r r wealth Details for this individual are not filled in, because they are the same as for the following person: F 36. Wealth Details (Only for parties requiring source of wealth description as indicated in Section 2) Nature of the Individual's Business: Private investments F Business Owner r Salary/Earnings F Investment F Inheritance/Gifts Summarize Source of Wealth: F Other: Further Describe Source of wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settler accumulate wealth? For mhentance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) Epstein began his financial career in 1976 as an opbons border at Bear Steams and became a partneri n 1980. In 1982, Epstein founded his own financial management firm, 1 Epstein & Co., managing the assets of clients with more than a billion in net worth. In 1996, Epstein changed the name of his firm to The Financial Trust Company and based it on the island of St. Thomas in the US Virgin Islands, which merged into Southern Financial LLC. All of his clients were anonymous except for the very wealthy businessman Leslie Wexner. His wealth has come from his days at Bear Steams and his financial management firms Estimated Annual Income 10,000,000.00 Estimated amount of investable assets($): $50 MM - 100 MM (5): Estimated Net Worth(S): $100 MM - 500 MM Amount of assets planned to invest with PWM($): 10,000.00 https://nail.salesforce.com/servlet/servlet.Integration?'id=01N30000000D9Di&eid=500600... 9/19/2013 CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0084020 CONFIDENTIAL SDNY_GM_00230204 EFTA01384040