📄 Extracted Text (323 words)
Subject: RE: Please advise if we need to retain [I]
Classification: For Internal use only
Hi Nina,
Did these accounts show up on an offboard list?
Can you find out the rationale for each account (i.e. whether it is a remediation/commercially-driven offboard)?
Thank you.
Regards,
Davide
Davide Sferrazza
Analyst I Key Client Partners
Deutsche Bank Securities, Inc.
Deutsche Bank Wealth Management
345 Park Avenue. 10154.0004 New York. NY, USA
Tel.
Mobile
Erna!
KCP products and services are intended for and available only to sophisticated, experienced investors who qualify as -institutional accounts* under
F/NRA Rule 4512(c)(3). and are capable of evaluating the investment benefits and risks of. end exercising independent judgment in evaluating and
determining whether to enter into. sophisticated trading strategies and financial transactions. Transactions are subject to relevant internal approvals of
Deutsche Bank or ifs affiliates prior to execution, and no transaction, idea or opportunity discussed herein may be executed unless you are a client of
Deutsche Bank and of the Key Client Partners group (KCP).
Material herein regarding KCP products. investment ideas and solutions is for discussion purposes only. While brokerage services offered through the
KCP Americas desk may include investment recommendations and brokerage advice. KCP does not provide investment management or investment
advisory services, and private market opportunities and other products and services available through KCP are offered only on a non-advisoiy basis.
This communication is confidential and personal to you, solely for your information and for discussion purposes only, and does not create any legally
binding obligation. Reproduction or distribution of any material herein without our written consent is strictly forbidden.
From: Nina Tona
Sent: Tuesday, Janua 15, 2019 3:38 PM
To: Joshua Shoshan >; Davide-A 5ferrazza Martin Zeman
on
Cc: Alastair Mackinla < >; Ian Salters <->; Alan Brody
Subject: Please advise if we need to retain [l]
Classification: For Internal use only
Hi All,
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0043177
CONFIDENTIAL SDNY_GM_00189361
EFTA01356941
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