EFTA00999783.pdf

From: Tazia Smith To: "jeffrey E." <[email protected]> Cc: Daniel Sabba , Paul Morra, Richard Kahn Stewart Oldfield , Vahe Stepanian Subject: Re: [C] Date: Wed, 29 Oct 2014 17:16:41 +0000 Inline-Images: unnamed; unnamed(1); unnamed(2); unnamed(3); unnamed(4); unnamed(5); unnamed(6); unnamed(7); unnamed(8); unnamed(9); unnamed(10); unnamed(11); unnamed(12) Classification: Confidential Jeffrey - Thus far you have bought 72.700 shares of Citi 5.8% pfd at $24.23238. Please let us know if you want to modify. TDS From: Taira Smith/db/dbcom To: ',affray E. <[email protected]>, Cc: Daniel Sabba/db/dbcom@DBAMERICAS, Paul Morris, Richard Kahn Stewart OfdlialcVdb/dbcom©DBAMERICAS. Vahe Stepanianklb/dbcom@DBAMERICAS Date: 10/29/2014 10:57AM Subject: Re: [C] Classification: Confidential Jeffrey - Just tried your cell. You are done on 36,600 at $24.22315. Do you want to pull back the throttle by reducing the total share for today's order or using a limit? Please let us know. 2 From: Taira Smith/db/dbcom To: ',affray <[email protected]>@IDEUBAINT. Cc: Richard Kahn Daniel Sabbaidbrdbcom@DBAMERICAS. Vahe Stepanian/db/dbcom@DBAmericas. Paul Morris. Stewart OldfielcVdb/dbcom©DBAMERICAS Date: 10/29/2014 10:02AM Subject: Re: [C] Classification: Confidential Jeffrey - done on 14,900 at 24.19. The size of the vwap order is lifting this bid. Suggest we work just 30-50k shares total on EFTA00999783 the day. Please let us know. From: "jeffrey E." [email protected]> To: Tazia Smith/db/dbcom@DBAMERICAS. Richard Kahn Date: 10/29/2014 08:43 AM Subject: Re: [C] vwap ok On Wed, Oct 29, 2014 at 8:39 AM, Tazia Smith < > wrote: Classification: Confidential Good Morning Jeffrey - Re-enter order? Use limit and/or participate % volume? Thanks, Tazia From: Tazia Smithldbldbcom To: jeffrey E." <jeevacationagmail.com>, Cc: Daniel Sabba/db/dbcom@DBAMERICAS, Paul Morris. Richard Kahn Stewart OldfielcVdb/dbcom@DBAMERICAS, Vahe Stepanian/db/dbcom@DBAMERICAS Date: 10/28/2014 04:14 PM Subject: Trade Report 10/28/14 [CI Classification: Confidential Jeffrey - Today you executed the following: B 49,033 Citi 5.8% pfd at $24.0205 This leaves 150,967 shares to buy. Re-enter tomorrow? Your other Citi pfd is held in Haze. Would you like this booked there as well? Thank You, Tazia EFTA00999784 Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset 8 Wealth Management 345 Park Avenue. 10154-0004 New York. NY. USA Tel. Fax Mobile Email From: Tazia Smith/db/dbcom To: ',affray E. <jeevacationagmail.com>, Cc: Daniel Sabba/db/dbcom@DBAMERICAS, Paul Morris, Richard Kahn Stewart OldfielcVdb/dbcom@DBAMERICAS, Vahe Stepanian/db/dbcom(gtDBAMERICAS Date: 10/28/2014 02:24 PM Subject: Re: IC) Classification: Confidential Jeffrey - Thus far done on 36,300 Citi 5.8% pfd at $23.9964. Participating 25% of the volume now. Please let us know if you would like us to be more aggressive. Not enough volume to get done on 200k in one day. Tazia EFTA00999785 VWAP from time of Order Entry: $24.0117 EFTA00999786 Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset 8 Wealth Management 345 Park Avenue. 10154-0004 New York. NY. USA Tel. Fax Mobil Email From: Tazia Smith/db/dbcom To: jeflrey E." <jeevacationagmail.com>. Cc: Daniel Sabbaklb/dbcom©DBAMERICAS. Paul Morris. Richard Kahn >. Stewart OldlielcVdb/dbcom@DBAMERICAS. Vahe Stepanian/db/dbcom@DBAMERICAS Date: 10/2812014 01:11 PM Subject: Re: ICI Classification: Confidential Jeffrey - thus far done on 35,100 Citi 5.8% pfd at $23.9945 working at 24.05 so to continue to participate. given low avg daily volume, unlikely we would get it all 200k done in one day, so working not to push price. please come back to me if you want to be more aggressive. Thanks! Tazia EFTA00999787 ;2, From: Tazia Smith/db/dbcom To: Jeffrey E." <jeevacationagmail.com>. Cc: Daniel Sabbaklb/dbcom©DBAMERICAS. Paul Morris. Richard Kahn c>. Vahe Stepanian/db/dbcom@DBAMERICAS. Stewart OldlielcVdb/dbcom@DBAMERICAS Date: 10/2812014 11:36AM Subject: Re: [CI Classification: Confidential Jeffrey - Thus far you have purchased 34,900 shares of Citi 5.8% pfd at $23.9945; the pfd is presently $24, we're working aggressively at that level. Please let us know if you want us to bid higher. EFTA00999788 From: Tazia Smithiclbklbcom To: "Offray E." <[email protected]>. Cc: Daniel Sabba/db/dbcorn®DBAMERICAS. Paul Monis. Richard Kahn Vahe Stepanianklbidbcom®DBAMERICAS Date: 10/2812014 11:06AM Subject: Re: (CI Classification: Confidential Jeffrey - How aggressive do you want us to be? Buying 200k shares, Citi 5.8% pfd has traded 15.6k shares this morning, 28k dailyavg. Do you want to give us a limit? Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue. 10154-0004 New York. NY. USA Tel. Fax Mobile Email EFTA00999789 From: Tazia Smilhiclbidbcom To: "jeffrey E." [email protected]>@DEUBAINT. Co: Richard Kahn <->. Daniel Sabbaidbidbcorn@DBAMERICAS, Vahe Stepanianklb/dbcorn@DBAmericas. Paul Morris Date: 10/28/2014 10:57 AM Subject: Re: [CI Classification: Confidential Citi 5.8% Perpetual Preferred (cusip: 172967366) , trading —23.92, buying $5mm worth. got it. Tazia Smith Director J Key Client Partners - US DB Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue. 10154-0004 New York. NY. USA Tel. Fax Mobile Email ;2, From: "jeffrey E." <jeevacation6i?gmal.corn> To: Tazia Smith/db/dbcom@DBAMERICAS, Richard Kahn Date: 10/28/2014 10:54 AM Subject: buy $5MM of this issue. Citi 5.80% PFD EFTA00999790  please note The information contained in this communication is confidential, may be attorney-client privileged, may constitute inside information, and is intended only for the use of the addressee. It is the property of JEE Unauthorized use, disclosure or copying of this communication or any part thereof is strictly prohibited and may be unlawful. If you have received this communication in error, please notify us immediately by return e-mail or by e-mail to [email protected], and destroy this communication and all copies thereof, including all attachments. copyright -all rights reserved This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. 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Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA00999792