EFTA01392629.pdf

From: Liam Osullivan Sent: 12/19/2018 10:44:17 AM To: Richard Kahn ; Stewart Oldfield CC: Darren Indyke.1111.af Subject: RE: SFL LLC ICI Attachments: imageO01.gif Classification: Confidential Richard and Darren, You sold the following in the SRLC account: I ) Sell 25,000 GE - sold at 7.59619 2) Sell 10,000 Nintendo (NTDOY) - sold at 33.44 3) Sell 11,200 Ubisoft Entertainment (UBSFF) — sold at 71.19 EUR Prepared on 12/19/2018 Source: Pershing NetX 360 Unofficial trade confirmations use information from sources that the firm believes to be reliable, but Deutsche Bank Securities Inc. cannot guarantee the accuracy of this information, or the reliability of these sources. Please refer to your official account statements and confirmations for all trade information. Thank you, Liam Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue. 10154-0004 New York. NY, USA Tel. Emai KCP products and services are intended for and available only to sophisticated, experienced investors who qualify as 'institutional accounts" under F/NRA Rule 4512(c)(3), and are capable of evaluating the investment benefits and risks of, and exercising independent judgment in evaluating end determining whether to enter info, sophisticated trading strategies and financial transactions. Transactions are subject to relevant internal approvals of Deutsche Bank or its affiliates prior to execution, and no transaction. idea or opportunity discussed herein may be executed unless you are a client of Deutsche Bank and of the Key Client Partners group (KCP). Material herein regarding KCP products. investment ideas end solutions is for discussion purposes only. While brokerage services offered through the KCP Americas desk may include investment recommendations and brokerage advice. KCP does not provide investment management or investment advisory services, and private market opportunities and other products and services available through KCP are offered only on a non-advisory basis. This communication is confidential and personal to you. solely for your information and for discussion purposes only. end does not create any legally bincVng obligation. Reproduction or distribution of any material herein without our written consent is strictly forbidden. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0097886 CONFIDENTIAL SDNY_GM_00244070 EFTA01392629