EFTA01520687.pdf

GHISLAINE MAXWELL ACCT. For the Period 5/1/I I to 5131/11 TRADE ACTIVITY Note: S indicates Short Term Realized Gain/loss ' Settled transaction was initiated in prior statement period and settled in current statement period Trade Date Type Per Unit Realized Settle Date Selection Method Description Quantity Amount Proceeds Tax Cost Gain/Loss Settled Sales/Maturities/Redemptions 4/28 Sale SPRINT NEXTEL CORP @ 5.02 25,100.00 BROKERAGE (5,000.000) 4.92 24,599.51 (23,850.00) 749.51 S' 5/3 High Cost 500.00 TAX &OR SEC .49 J.P. MORGAN SECURITIES LLC (ID: 852081-10-0) Trade Date Per Unit Settle Date Type Description Quantity Amount Market Cad Settled Securities Purchased 4/28 Purchase PROSHARES ULTRASHORT S&P 500 019.87 19,870.00 1,000.000 19.92 (19,920.00) ' 5/3 BROKERAGE 50.00 J.P. MORGAN SECURITIES LLC (ID: 74347R-88-3) 513 Purchase BARC CALLABLE PALLDIUM CP NT 05/14/12 LNKD TO 20,000.000 100.00 (20,000.00) 5/8 PLDMLNPM 7.4% CPN, 20% MAX, 80% BARRIER 05/03/2011 al 100.00 JP MORGAN SECURITIES LLC (BIDL) (ID: 08738K-J40) 5/20 Purchase THE MOSIAC COMPANY NEW @ 85.00 J.P. MORGAN 1,000.000 85.00 (85,000.00) 5/25 SECURITIES LLC (ID: 81945C-10-3) Total Settled Securities Purchased ($104,920.00) JP Morgan Page 15 of 22 Confidential Treatment Requested by JPMorgan JPM-SDNY-00048014 Chase CONFIDENTIAL SDNY_GM_00317212 EFTA01520687