EFTA01423931.pdf

Subject: Closed account [I] From: Ian Salters Date: Tue, 26 Feb 2019 08:34:44 -0500 To: Rosemary Vrablic Russell Daulton Bradley Gillin -41 Sean Jules Joshua Shoshan Xavier Avila Eva Pace Brian P Convey Douglas Robertson Stewart Oldfield Cc: Ian Salters Classification: For internal use only Dear All As part of a Brexit KYC review, we noticed the below clients may have previously contemplated trading with GM (derivatives), but do not have any KYC in place. My question is whether these account be closed process as part of our clean up exercise. Please let me know your thoughts. WM Client Name WM Contact/ RM Updated 509 Madison Avenue Associates LP Rosemary Vrablic Cascade Investment LLC Russell Daulton CHARLES M VON ARENTSCHILDT TR UAD 04/19/12 CHARLES & MEREDITH TTEES Bradley Gillin Heritage Investing Inc EFTA01423931  Jimmy Benzaquen James E Ferrell Revocable Trust Two Sean Jules (RM) Josh Shoshan (KCP) JOHN R MILLER ENTERPRISES LLC Xavier Avila Mantiqueira Overseas Eva Pace Meister, Keith A Rosemary Vrablic (RM) Josh Shoshan (KCP) PETER FINE Brian Convey Robert L Allbritton Douglas Robertson Robert Lewis Allbritton 1996 Trust Douglas Robertson SOUTHERN FINANCIAL LLC Stewart Oldfield Southern Trust Company Inc Stewart Oldfield The Shenandoah 2008 Trust Rosemary Vrablic (RM) Josh Shoshan (KCP) EFTA01423932 Kind regards, Ian Salters fhttps://brandportal.intranet.db.com/img/modules/logogrey.gifl Ian Salters COO Americas - Institutional Wealth Partners DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. Mobile +1 Email Visit us: http://deutschewealth.com fhttps://brandportal.intranet.db.com/img/modules/positive_impact_ENG.gifl IWP products and services are intended for and available only to sophisticated, experienced investors who qualify as "institutional accounts" under FINRA Rule 4512(c)(3), and are capable of evaluating the investment benefits and risks of, and exercising independent judgment in evaluating and determining whether to enter into, sophisticated trading strategies and financial transactions. Transactions are subject to relevant internal approvals of Deutsche Bank or its affiliates prior to execution, and no transaction, idea or opportunity discussed herein may be executed unless you are a client of Deutsche Bank and of the Institutional Wealth Partners group (IWP). Material herein regarding IWP products, investment ideas and solutions is for discussion purposes only. While brokerage services offered through the IWP Americas desk may include investment recommendations and brokerage advice, IWP does not provide investment management or investment advisory services, and private market opportunities and other products and services EFTA01423933 available through IWP are offered only on a non-advisory basis. This communication is confidential and personal to you, solely for your information and for discussion purposes only, and does not create any legally binding obligation. Reproduction or distribution of any material herein without our written consent is strictly forbidden. EFTA01423934