EFTA01500364.pdf

SOUTHERN TRUST COMPANY,INC ACCT For the Period 11/1/13 to 11/30/13 TRADE ACTIVITY Note: C indicates Currency GaiNLoss Trade Date Type Per Unit Realized Sett* Date Selection Method Description Quantity Amount Proceeds Cost Gain/Loss Settled Sales/Maturities/Redemptions 11/13 Option Buyback GBP PUT USD CALL FX EUROPEAN STYLE OPTION FEB 3,000,000.000 0.013 (39,342.00) 33.860.64 (5.481.36) C 11/15 FIFO 06, 2014 6 1.58 K061.63 KIC1.55 REPURCHASE OF WRITTEN FX OPTION (ID: XGBPPA-PAH,Z) 11/1 Option Buyback JPY PUT USD CALL FX EUROPEAN STYLE OP FEB 06. 306,000,000.000 (20,400.00) 56,100.00 35,700.00 C 11(22 FIFO 2014 6 102 KI 6 106 IEPURCHASE OF WRITTEN FX OPTION AS OF 11/06/13 (ID: XJPYPB-GD-Z) Total Settled Sales/Maturities/Redemptions (559.742.00) 589.960.64 530.218.64 C Trade Dale Per Unit Settle Date Type Description Quantity Amount Market Cost Settled Securities Purchased 11/1 Purchase Option ENTRY REVERSED ON 11/22/2013 JPY PUT USD CALL 306,000,000.000 (20,400.00) 11/8 FX EUROPEAN STYLE OPTION FEB 06.2014 O 102. Ki 106 PURCHASED FX OPTION PUT 306,000,000.00 JPY CALL 3,000,000.00 USD (ID: XJPYPIII-GI-Z) 11/1 Purchase Option TO REVERSE ENTRY OF 11/06/2013 JPY PUT USD CALL (306,000,000 MO) 20,400.00 11/22 FX EUROPEAN STYLE OPTION FEB 06, 2014 O 102.1g 6 106 PURCHASED FX OPTION PUT 306,000,000.00 JPY CALL 3,000,000.00 USD AS OF 11106/13 (ID XJPYPB-GI-Z) Total Settled Securities Purchased $0.00 JP Morgan Page 12 of 23 Confidential Treatment Requested by JPMorgan JPM-SDNY-00024353 Chase CONFIDENTIAL SONY GM_00293551 EFTA01500364