EFTA01363054.pdf

Jimmy-H Xu Cross Currency Swap Trading Deutsche Bank AG, Filiale London CB&S - Markets r Winchester Street. EC2N 2DB London. United Kingdom Tel. Mobil Email From: Xavier Avila Sent: 17 April 2018 02:30 Tr imm -H X gus Akash Malhotra Cc: Joe Aglione Ian Salters Nina Tona Pankaj-A Cho ra NCAOTC Derivatives Martin Zeman A a opa a Subject: RE: KYC Breach_SOUTHFINANMD_Southem Financial, LLC_FFT Location [I] Done, thanks. Are all the XCCYs generally booked and clients KYCed in DB AG FFT? What about EUR and GBP vanilla and inflation swaps? We might have some of those coming. Mat/Nina, who can help us with FFT extensions, same NY CMs? Thanks From: Jimmy-H Xu Date: Monday, Apr 16, 2018, 11:56 To: Xavier Avila Mathew Nc Akash Malhotra Pankaj-A NCAOTC Derivatives Martin Zeman , Alka Gopala Subject: RE: KYC Breacti_SOUTHFINANMD_Southem Financial, LLC_FFT Location (II Classification: For intemal use only Approved as one-off, but let's get the KYC done for EFT please Thanks Kind regards Jimmy CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052902 CONFIDENTIAL SONY GM_00199086 EFTA01363054