EFTA01417033.pdf

D'-eutsche Asset & Wealth Mariagement DBTCA Deposit Account Opening Application Private Wealth Premium" Elite Personal Accounts • Checking Acct. # • Elite Checking with Interest Acct # APY • Elite Money Market Deposit Acct. # APY 0 Certificate of Deposit Acct. # APY Term • DB AG NY Preferred Certificate of Deposit Acct. # APY Term Promo term (DBTCA deposit account required, along with a DB AG Preferred Terms and Conditions) Private Wealth Premium" Internet Banking Services B Private Wealth Online Plus 0 Link to Existing Online Relationship (User/CoriD Number) Private Wealth Premium" Elite Business Accounts U\ Checking Acct. # • Private Wealth Premi .:mm Banking Services • Consumer Debit i IJard # Elite Checking with Interest Acct. # APY [7) Elite Money Market Deposit Acct. #yy/3ns^£^ APY Certificate of Deposit Acct. # APY EFTA01417033 Term • DB AG NY Preferred Certificate of Deposit Acct. # APY Term Promo term (DBTCA deposit accoum required, along with a DB AG Preferred Terms and Conditions) Q Cash Master Sweep Account Checking Acct. # Elite Money Market Deposit Acct. # APY Target Amount Trigger Amount • Deluxe Checkbot 1: Style # • Name Only j Q Name and A, ;Jdress Q Duplicate Statenri iint Addr City State "1 \ Z p Codo 0 Mailing address (i 1 different) Name Addr City _ State Zi •:> Code Q Joint Applicant [ 'ebit Card # • Business Debit Gird # Client Relationship Individual Account • Q Joint Tenants with Right of Survivorship [ZI Joint Tenants in Common LD In Trust For/Payable on Death/As Trustee for 0 Trust • • Custody under NY UTMA LD Foundation IZ) Non-Profit Organization EFTA01417034 Attorney Trust Escrow Q Landlord Master Escrow Estate I 13-AVVM-OIOI NAOSOD000156 ii0-000IOSISS 0139!M.032613 Corporation Limited Liability C ::mpar,y Partnership Limited Liability Piirtnership EFTA01417035 Account Title and Joint Application Information Name of Accoum Trtle (last name, first name, middle initial) or Business 26-6639711 Social Security Number or Taxpayer ID Number 6100 Red Hook Quarter, B3 Address St. Thomas City, State and Zip Code Home Telephone Number Business Telephone Number 27/dec/2006 Date of Birth Name of Employer Address Not applicable City, State and Zip Code Notice of Customer Identification Policy Important Information Crty, State and Zip Code U.S. Virgin ISIQ 00802 City, State and Zip Code Home Telephone Number Business Telephone Number Date of Birth 1 Name of Employer Address Joint Applicant (last name, first name, middle in'rtial) Social Security Number or Taxpayer ID Number Address A I To help the government fight the funding of terrorism and money laundering activities. Federal law require: all financial institutions to obtain, verify, and record information that identifies each person who establishes an accouni investment or other business relationship wrth a financial institution. This means that we will ask for your name, address, :ind otoer information that will allow us to identify you. We may also ask to see identifying documents such as a certi "cate of formation or good standing (legal entities) or a passport or other photo identification (individuals). 3rd EU Notice Governmental rules have also broadened the scope of the Bank's obligations to aid in the fight against moliey laundering and terrorist financing; these rules call for an active involvement of both asset management firms and theii client;. For EFTA01417036 new and existing clients we currently have a legal obligation to ask our customers questions regarding the r identities, addresses, source of funds and, if necessary, legal representatives, authorized signatories, beneficial owne '5 or control structures and to collect requisite documentation to substantiate the information. Also, enhanced anti-moriiy laundering requirements require that should any of the above personal or institutional information change, our clients .vould be obliged to immediately notify us of the change(s) and provide us with relevant documentation to verify the;.3 changes. Telephone, Facsimile or Email Instructions By signing below, you agree that from time to time you may give instructions by telephone, facsimile or email regarding the above captioned account(s) (defined herein as "Verbal Instructions"). It is understood that the risk of Vi rbal Instructions being given by person or persons purported to be you is your own. Absent the gross negligent ii or willful misconduct of Deusche Bank Trust Company Americas (DBTCA), you agree to indemnify and hold harmles DBTC^A for any claims, losses, expenses, costs or attorneys' fees resulting from DBTCA's acting upon such misunders'ood and unauthorized Verbal Instructions. You understand that DBTCA may, but shall not be required to, seek verifi lation of your verbal, facsimile or email instructions by call back. In case of doubt, DBTCA may in its sole discretion refus ii to execute your Verbal Instructions or any part thereof, without incurring any liability. DBTCA is under no obligation to execute your Verbal Instructions to transfer funds or securities to any account(s) without written instructions bearing yoi v original signature. Joint Account Disclosure You have opened a joint account with DBTCA and acknowledge receipt of the following information: This cuposit and any additions to the account shall become the property of each owner as joint tenants, and DBTCA may release the entire account to any owner during the lifetime of all owners. DBTCA may honor checks, orders or withdrawal re( uests from any owner during the lifetime of all owners. The Bank may be required by service of legal process to remit jimds held in the joint account to satisfy a judgment entered against, or other valid debt incurred by, any owner of the ac:;:ount. DBTCA may honor checks, orders or withdrawal requests from the survivor(s) after the death of any owner(s) and ri • ay treat the account as the sole property of the survivor(s) after the death of any owner(s). Unless DBTCA receives writt nn notice signed by any owner not to pay or deliver any joint deposit or addition or accrual, DBTCA shall not be liable i:o any owner for continuing to honor checks, orders or withdrawal requests from any owner. After the receipt of the noti; :2 referred to in the previous sentence, DBTCA may require the written authorization of any or all joint owners for any fur 'ler payments EFTA01417037 or deliveries. 13-AW/M-0101 0139!i9.032613 EFTA01417038 ATM/Debit Service You agree that the retention or use of the ATM/Debit card constitutes acceptance of the terms and condit :)ns of the Cardholder Agreement contained in the Terms and Conditions of Deposit Accounts. Internet Banking Service If you have selected to receive Internet Banking Services, you understand that you will be required to ente i' into n separate Internet Banking Services Agreement with DBTCA before you can access the Internet Banking S irvice. Acknowledgement of Receipt of Privacy Notice By signing below, you acknowledge receipt of DBTCA's Privacy Notice included in the Application Packat Non-US Individuals: Confirmation of Tax and Compliance Responsibilities.. You confirm that it is your responsibility to fulfill any tax obligations and any other regulatory reporting du lies applicable to you in any relevant jurisdictions that may arise in connection with assets, income or transactions in yoi r accoUnt{s) and your business relationship with DBTCA. Non-US Organizations: Confirmation of Tax and Compliance Responsibilii ies. You confirm that it is your responsibility to fulfill any tax obligations and any other regulatory reporting du lies applicable to it in any relevant jurisdictions that may arise in connection with assets, income or transactions in your <• ;count(s) and your business relationship with DBTCA. Furthermore, you confirm that the necessary information (to the bi'ist of your i<nowledge and capabilities) is made available no less than annually to the relevant beneficial owner(s), se"tlor(s), beneficiary(ies), partner(s), etc. to enable him/her/ them to fulfill any respective tax obligations that may ai i>e for him/her/ them in connection with your business relationship with DBTCA. Please complete and attach separate W-8 or W-9 documentation as applicable. Terms and Conditions and Representations By signing below, you acknowledge receipt of the Terms and Conditions for Deposit Accounts attached tc this Application and agree to be bound by them. In addition, you agree to notify us immediately of any materic 1 change to the information provided by you on this Application. You represent and warrant that all of the information provided by you on this Application is accurate. The Terms and Conditions for Deposit Accounts are subject to change. Acceptance "ou understand that this applicatic)n-ts su, aefceptance by DBTCA. 9 tAc<5pujli\5Hp yoihtiAcajuht'Hbldei"s Sig^ ;Date< ^Date: EFTA01417039 y?.'.'v..'>i'f(A*.'K.i 'i 13-/1WM-8101 013959.032613 EFTA01417040 IN WITNESS WHEREOF, the undersigned, by and through its authorized officer, has caused this in; Irumeht to be executed on the date listed below. [FOR BUSINESS USERS) Butterfly Tmst :B_usihesSjNarne^^ Darren Indyke/ Trustee •Narne/Title; iSigiwWre; 0 DEUTSChfE B/^K TRUST COMPANY MAEH\CAS By Prim Name/Title^ iiik Datl [FOR ALL OTHER USERS] Account Name Name/Title Signature Date A i^ ' 'Dat^^ Richard KahrxTTrustxa^ 21 WM 134667 010198.080613 EFTA01417041