EFTA01388104.pdf

From: Vijay-A Sawant Sent: 7/23/2018 2:52:25 AM To: Bradley Gillin CC: Stewart Oldfield Subject: RE: Assistance Required in solving rejection points on KYC Case Attachments: RE_ Important Update_ FinCen C00 Rule Procedures (II (226 KB).msg Importance: High Good Morning Brad/Stewart, A kind reminder of the below rejected case & an update as well. Please note that as per latest update on COD form delivery options (refer attached email from AML), we are able to verify signatures of authorized individual from signature card, corporate resolution, etc. I am able to verify Mr Epstein's signature with 2017 Corp Resolution found in the repositories in this case. This resolves one of the rejection points below for us 04, So just summarizing the only pending item for this case now — • COGS for Prytanee, U.C. (We would require the client to send latest COGS, dated within the last 6 months) Let me know if you have any queries, thanks. Kind Regards, Vijay Sawant Mt Case Representative Deutsche O8 Centre Private Limited - Deutsche Bank Group Wealth Management 81, DB Centre Mumbai, Nirion Knowledge Park, Western Express Highway Goregaon East, Mumbai - 400063, India From: Vijay-A Sawant Sent: Tuesday, July 17, 2018 12:38 PM To: Bradley Gillin Cc: Stewart Oldfield Subject: RE: Assistance Required in solving rejection points on KYC Importance: High Hi Brad/Stewart, As discussed yesterday, kindly procure COGS dtd within the last 6 months for the acct holding entity. I look forward to the Fincen form when available, thanks. Kind Regards, CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0091481 CONFIDENTIAL SDNY_GM_00237665 EFTA01388104