EFTA01582844.pdf

Identification Withholding Federal Status Withholding SSNITIN Certification Date SSNJTIN/EIN Form of government issued identification obtained for the files Primary Identification Number Issued By Date Issued Expiration Date Source Of Wealth / Financial Information Details Source Of Wealth -identify the Clients Source of Wealth from Executive Management folioed r list of o • lions Introduction Non Individual Entity Type Corporation - Not for Profit 'I How is the charitable entity being funded? Public Donations Describe the charitable entity and its Mission/program. Our mission is to increase respect and protection for animals (with Include who benefits from the charitable entity. an emphasis on wildlife. particularly marine nemeses) and their environment through research and education. Scientific endeavors include noninvasive research, acadonic writing and publication, lectures and faciklation of workshops and participation and collaboration in various academic projects. Educational activities include public presentations for schools arid events. providing guidance and assistance to students and teachers, writing and publication in popular magazines and newspapers. and workingwith the media. Where is the charity headquartered? New York Gay _ _ . What geographic locations does the charity serve? Domestic How are the charitable funds distributed? The principal activities of the corporation will be to support organizations and protects Mai will make ihe worlds oceans cleaner and safer, sponsor educational programs to schools and the public regarding the study and protection of wildlife and the environment with an emphasis on marine mammals and mane ecosystems. What Is the appoximate annual income/contribution /c received This is a new start-up not-for-profit organealion. There is no by the Charity? annual income at this limo. The initial contribution will to $5,000 Who is the donor base? The donor base will be from pubic donations. Who makes up the entitles volunteer base? Ghisiaine Maxwell. Chairman, of the not-for-profit organizaiton and public volunteers of Ghiskinine Maxwells choosaig. Does this charitable entity have affiliations with any NGOs, No Governments. or other organizations? Describe the entity's internal controls: This is a new not-for-profd start-up corporation. The organization's internal controls will be conducted by the organizations's accounting firm, Marks, Paneth a Simon, LLP. Describe the entity's record keeping controls: The record keeping controls will be conducted by the not-for-profit organization accounting firm, Marks. Paneth ,S Shron. LLP • the accounting finn used by the e Chairman. Ghislaine Maxwel. Are there any authorized signers or any other individuals Yes with authority over the entity? What independent background check, in addition to the JPMC Network Global Corporate Security ("GCS") background check. has been carried out? Check all that apply and provide the date in which the background check was conducted. (at least 1 must be selected) JPMC Network Date • 04;262012 JPMC Network Comments Thrs is another part of existing client relationship with Ghisla Me Maxwell. The dent has requested the opening of a business checking account for new start-up nit-for-profit corporation. Politically Exposed Person Are any of the beneficial owners/authorized signers or other No individuals with authority over this entity a current or former Senior United States or Non-USA Political Official I also known as a Politically Exposed Person (PEP)or related to one? Source of Weafthff inancial Information Confidential Treatment Requested by JPMorgan Chase JPM-SDNY-00062422 EFTA01582844