EFTA01361294.pdf

From: Jacqueline Lightbody [email protected]] Sent: 10/31/2013 11:19:04 AM To: Amanda Kirby [email protected] Subject: Your KYC has been rejected Your KYC has been rejected. Case #: 01141322 Relationship: SOUTHERN FINANCIAL RELATIONSHIP Customer Name: NES, LLC Customer Number: 00000487265 Reason for Rejection:1. unable to locate evidence of ownership that Jeffrey is the ubo/sole member or NES, LLC. Please provide. (The letter is not acceptable) 2. Please re-do seaches for NES. LLC with the US instead of us virgin Islands. (Resolved - J. Lightbody To view the KYC click here https ://na4. sal es force . com/5006000000UF18Y CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0050418 CONFIDENTIAL SDNY_GM_00196602 EFTA01361294