EFTA01356618.pdf

2023 DWS MONEY MARKET MANAGED SHARES MCAXX 03:30 PM EST 2402 DWS MONEY MARKET SERIES PREMIUM-S SPMNX 03:30 PM EST 580 DEUTSCHE MANAGED DOLLAR- ADVISORY 03:30 PM EST 581 DEUTSCHE MANAGED DOLLAR INST 03:30 PM EST 582 DEUTSCHE MANAGED DOLLAR SEC LEND 03:30 PM EST 200 MANAGED DOLLAR FUND INV CLASS 03:30 PM EST 250 DWS GOVERNMENT CASH INST DBBXX 03:30 PM EST 254 CAT GOVERNMENT CASH MANAGED SHARES DCMXX 03:30 PM EST 356 DWS GOVERNMENT and AGENCY MONEY FUND DTGXX 03:30 PM EST Mutual/Hedge Fund Trading Buy Global plus Mutual/Hedge Fund Trading Sell Global plus HRM Policy Apply: NO Check points (In serial order): • Type of Investment: It can be either Hedge fund or Mutual fund. • Portfolio field : Tag verifies sufficient balance in related portfolio in case of buy and security position under Position tab in case of sell. • Trade date: Neither it can be future dated nor backdated. • Currency: Type of currency e.g. USD, GBP etc. • Dollar Amount: Account should have sufficient balance equal or above the amount mentioned in the case in case of buy. • Fund name/Identifier/shares: In case of sell, TAG verifies fund name, Quantity[DS1] of shares and identifier under holdings tab on global plus. For internal use only CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0042566 CONFIDENTIAL SDNY_GM_00188750 EFTA01356618