EFTA01388199.pdf

From: Jay Lipman/db/dbcom To: Amanda Kirby/db Cc: Tazia Smith/db , Vahe stepanian/db Date: 09/09/2013 04:03 PM subject: Re: ACATS for southern Financial/Trust [I] classification: For internal use only Hi Amanda, As we discussed earlier, the ACAT's will be more complicated than usual due to the exotic nature of some of the assets in the accounts. As for Jeepers, please find attached below the necessary brokerage documents for a corporate account. Please find Completion Instructions: Account Agreement - Please complete highlighted areas on pgs. 1, 6, 7, 14, and 15 Corp Acct. Authorization - Please complete highlighted area and sign/date bottom of pages 1 + 2 [attachment "AWM Acct. Agreement.pdf" deleted by Amanda Kirby/db/dbcom] [attachment "Corporate Account Authorization.pdf" deleted by Amanda Kirby/db/dbcom] [attachment "New Corporate Info Sheet 6.2012.pdf" deleted by Amanda Kirby/db/dbcom] Kind Regards, Jay Lipman (Embedded image moved to file: pic17494.gif) Jay Lipman Analyst I Markets Coverage Group Deutsche sank securities Inc Deutsche Asset & wealth management 345 park Avenue - 26th Floor New Tel. Fax Email (Embedded image moved to file: pic20694.gif) From: Amanda Kirby/db/dbcom To: Jay Lipman/db Cc: Tazia Smith, Vahe Stepanian/dby Date: 09/09/2013 10:59 AM Subject: ACATS for Southern Financial/Trust [I] CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0091634 CONFIDENTIAL SDNY_GM_00237818 EFTA01388199