EFTA01364126.pdf

rdc Organization: The 2017 Caterpillar Trust DB12000P - Deutsche Bank Private Bank Batch Date: 2/5/2018 Added to Monitoring: 02/05/2018 Alert Date: Alert 2/5/2018 Address: Gauntly UNITED STATES Tracking ID: KYC 01898372 Reporting ID: Alerted Entity #: 1 of 1 Risk Priority: Critical Alert ID: 12612432.11620919.86458141 https://www.fgwileon.cor/aboutusAilstory • National Iranian Oil Engineering and Construction Company Website. Source provides alias and relationship of Caterpillar Belgium SA with National Iranian Oil Engineering and Construction Company. htlp://www.nioec.org/ArialyticsReports/A.V.L%20BASED%20ON%20PRODUCTS.pdf • Bloomberg Businessweek Website, Source provides alias and address of Caterpillar Belgium SA. httRilinvesting businessweek corniresearch/stodts/private/snapshot asp7privcapid3447405 • New York Times, 24 December 2010, "Companies with Permission to Bypass Sanctions". List of top licensees and examples of licenses granted by US Government to American companies to enter into transactions with Iran., http:/Aviivw.nytimes com/interactive/2010/12/24/world/24-sanctions-list.html • New York Times. 24 December 2010. "US Approved Business With Blacklisted Nations", New York Times article on controversial Treasury-Department issued trade sanction licenses.. http://www.nytimes.com/2010/12/24/world/24sanctions.html7 r=ltemc=eta18ipagewanted=all • Caterpillar Inc Website, Source provides the address of Caterpillar Inc. http:/Nnvw.cat comIcontact • United Against Nuclear Iran Website, Source provides details on Caterpillar Inc. http://www.unitedagainsinucleanran com/company/caterpillar-inc Consistent %Oh the terms and cceerbonsol your RDC Subscriber Agreement the inleerrahan contained m the document is for alert purposes only and rs not to be used lc, purposes of detemsning an rodroduers obesely la any aedrt or any other FCRA pentravble purposes User further agrees to told such material and intorrnaten in strictest OOnliclenCe. not to make use thereof other Man lot audit:cited purposes, to relate a only to employees rogueing such intormaten, and not to release of disci:aeon° any other party The Alert Somata, contained in the document rray et may not pertain la the mdrodual or ertty referenced el your Slinky. Page 8 of 8 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0054644 CONFIDENTIAL SDNY GM_00200828 EFTA01364126