EFTA01383441.pdf

Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 December 1,2018 - December 31,2018 SOUTHERN FINANCIAL LLC Portfolio Holdings (continued) U.S. DOLLARS (continued) Adjusted Unrealized Accrued Estimated Estimated Date Acquired Quantity Unit OA Cost Bait Market Price Market Value Gainless Interest Annual Income Yield FIXED INCOME (continued) Corporate Bonds (continued) ASSURANT INC FXD TO F1.10 SUB NT Security Idenither 04621(AK4 7.000% 03/27148 B/E OM 03127113 CALLABLE03/27/28 6) 110.000M oody Rating M1 03129118 2,000,000.000 101.9840 2,039.689 71 95.0000 1.900 000 00 •139.689.71 36,555 56 140,000 00 7.36% Original Cost Basis: 52.040.006.00 PM ORGAN CHASE 8 CO DEP SHS REPSTG Security Identifier: 46625HHAT 111TH PFD SERTFIXED TO FLTG RT BD 5.990% 04/23158 B1EDTD04/23108Moody Rating BAA3S8 P Rating BBB- 06115111 . .3.12 1,100,000.000 107.2550 1,179,799.94 98.6250 1 084 875.02 -94.924.92 11 348.44 65,894 18 6.07% Original Cost Basis. 3112.500.00 06115/11 ' '312 2.500,000 000 106 7730 2.669,316 47 98.6250 2.465.624 98 -203.691.49 25 79t 92 149,759 50 6.07% Original Cost Basis: 52.675.00010 Total Noncovered 3,600:000.000 3,849,116.41 3,550,500 00 -298,616.41 37,140 36 215 653 68 Total 3,600,000 000 53,849,116.41 53,550.500 00 -5298.616.41 537,140 36 $215,653 68 SOUTHERN CALIF EDISON CO PREF SERE Security Identifier. 842400FU2 6250% 011/162 BIE DID 011712 CALLABLE02/0122a) .000M oody Rating BAA1S P Rating IM3B- 01130/12 ' :12 3.000.000 000 99.9060 2.997.192 40 95.2500 2 857 500 00 -139.692.40 78.125.00 187,500.00 6.56% Original Cost Basis: 52,992,564.97 GENERAL ELEC CO GTD FXD-TO-FLTG RT Security Identifier- 3696048111 NON-CUMULATIVE PERPETUAL PREFERRED 9/03165 REG DTD 210 3161loody Rating A3 S 8 P Rating BBB- 12f03115' 2.469.000 000 88 0930 2.175.016.17 63.9000 1.577.691 00 597.325 17 1389.33 98,760.00 6.25% Original Cost Basis: $2.175.0%.17 Page 5 of "5 Account Number: Mewl beellent Clearem Ihmugh Psalm/ IIC,• wholly omwd s:cemsn:os Go paperless MX MOUT t.011ivtorr 4 Even Yew Since 2007 OALOAR RAW COMMUNICATIONS EXCELLENCE subeidimy of The Benito. New York Mellon Corporation (MY Melon) Petits's LLC. member fINRA AY4 S CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0083149 CONFIDENTIAL SDNY_GM_00229333 EFTA01383441