EFTA01416653.pdf

Subject: RE: Your K From: Mayur Rathod Date: Tue, 25 Sep 2018 03:25:31 -0400 To: Kshitij Golani Classification: For internal use only Hi Kshitij, Good Morning!! Regarding below rejection point no. 9 - I've attached the SOW confirmation for Karyna Shuliak in the ease. Thanks & Regards Mayur Rathod KYC Case Representative Deutsche CIB Centre Private Limited Wealth Management Floor 1, Bi, DB Centre Mumbai Nirlon Knowled e Park Wes rn Express Highway, Goregaon East, Mumbai 400063, India Tel.: Email Original Message From: Kshitij Golani (mailto:[email protected]] Sent: Saturday, September 22, 2018 12:45 AM To: Mayur Rathod <[email protected]> Subject: Your KYC has been rejected Your KYC has been rejected. Case 1: 01977698 • SOUTHERN FINANCIAL RELATIONSHIP Customer Name: ustomer Number: ason for Rejection:1) Please provide ID for 2) Please provide full signing authority document for Neptune LLC. (KG - RESOLVED) 3) Please re-run research for Jeffrey Epstein & Erike Kellerhals with the country as Virgin Islands, US. (KG - RESOLVED) 4) The google search for Darren Indyke has a few negative articles regarding Jeffrey Epstein's found ation and also has court cases against Jeffrey Epstein. Please address them under section 4D "Please summarize any negative results from the database searches indicated above:" (KG - RESOLVED) 5) Please indicate where we can locate the IDs for Darren Indyke and Richard D Kahn. (KG - RESOLVED) 6) Please provide the FinCEN CDD Form. (KG - RESOLVED) 7) Due to recent DB Force enhancements, all structured country fields (i.e., those converted to drop downs and multi pick lists) must be populated in the KYC Wizard. Please ensure these fields are com pleted for all KYC parties. (KG - RESOLVED (will know if it is indeed resolved when we try to approv e)) 8) Please explain in detail the purpose of each account. You can add this in the "What is the purpos e of the account. (KG - RESOLVED) 9) Please provide SOW verification. (KG - UNRESOLVED. Please provide SOW verification for Karyna Shu liak. Based on Lexis Nexis, she holds a dentist license. Does she practice? Does she still work at J SC Interiors?) To view the KYC click here https://dbforcepb.my.salesforce.com/5000e00001NOBxm EFTA01416653